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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR icon
7126
CALL
Coherent
COHR
$65B
$39K ﹤0.01%
2,100
-1,100
-34% -$20.4K
CULP icon
7127
Culp Inc
CULP
$44.3M
$39K ﹤0.01%
2,118
+1,117
+112% +$21K
CVGW
7128
DELISTED
Calavo Growers
CVGW
$39K ﹤0.01%
1,301
+701
+117% +$19.3K
DHIL
7129
DELISTED
Diamond Hill
DHIL
$39K ﹤0.01%
368
-404
-52% -$42.4K
EBS icon
7130
Emergent Biosolutions
EBS
$391M
$39K ﹤0.01%
+2,064
New +$36.8K
EVC icon
7131
Entravision Communication
EVC
$1.06B
$39K ﹤0.01%
+6,475
New +$37.5K
FOLD
7132
DELISTED
Amicus Therapeutics
FOLD
$39K ﹤0.01%
17,000
+1,000
+6% +$2.51K
FTI icon
7133
CALL
TechnipFMC
FTI
$27.5B
$39K ﹤0.01%
941
-29,568
-97% -$1.22M
GEF icon
7134
CALL
Greif
GEF
$5.05B
$39K ﹤0.01%
800
+700
+700% +$37.7K
HDSN
7135
Hudson Technologies
HDSN
$261M
$39K ﹤0.01%
19,400
+4,066
+27% +$8.7K
HURC icon
7136
Hurco Companies Inc
HURC
$139M
$39K ﹤0.01%
1,515
+1,373
+967% +$39.1K
IAU icon
7137
PUT
iShares Gold Trust
IAU
$63.5B
$39K ﹤0.01%
1,500
-2,700
-64% -$69.7K
MAIN icon
7138
PUT
Main Street Capital
MAIN
$5.3B
$39K ﹤0.01%
1,300
-3,800
-75% -$113K
NDLS icon
7139
PUT
Noodles & Co
NDLS
$112M
$39K ﹤0.01%
+113
New +$39.3K
PFBC icon
7140
Preferred Bank
PFBC
$1.27B
$39K ﹤0.01%
2,203
+1,768
+406% +$29.9K
SMG icon
7141
CALL
ScottsMiracle-Gro
SMG
$3.84B
$39K ﹤0.01%
700
-1,300
-65% -$68.3K
UBFO
7142
DELISTED
United Security Bancshares
UBFO
$39K ﹤0.01%
10,672
+3,938
+58% +$14.4K
UGA icon
7143
PUT
United States Gasoline Fund
UGA
$118M
$39K ﹤0.01%
700
-100
-13% -$5.97K
UPW icon
7144
ProShares Ultra Utilities
UPW
$16.8M
$39K ﹤0.01%
7,092
+2,304
+48% +$13K
UYG icon
7145
PUT
ProShares Ultra Financials
UYG
$857M
$39K ﹤0.01%
2,400
-12,000
-83% -$200K
WLFC icon
7146
Willis Lease Finance
WLFC
$1.74B
$39K ﹤0.01%
7,500
-1,212
-14% -$5.86K
WRB icon
7147
PUT
W.R. Berkley
WRB
$26.6B
$39K ﹤0.01%
3,038
-1,687
-36% -$21.2K
XBI icon
7148
CALL
State Street SPDR S&P Biotech ETF
XBI
$9.9B
$39K ﹤0.01%
900
+300
+50% +$12.2K
XBI icon
7149
PUT
State Street SPDR S&P Biotech ETF
XBI
$9.9B
$39K ﹤0.01%
900
+300
+50% +$12.2K
ENFY
7150
DELISTED
Enlightify Inc
ENFY
$39K ﹤0.01%
706
-46
-6% -$1.83K
284 285
286
287 288

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.