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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSC
676
PUT
DELISTED
Computer Sciences
CSC
$21.4M 0.02%
982,659
+237
+0% +$4.99K
DIA icon
677
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$21.4M 0.02%
141,500
+39,000
+38% +$5.95M
EWT icon
678
iShares MSCI Taiwan ETF
EWT
$10B
$21.2M 0.02%
763,253
+29,295
+4% +$801K
BHI
679
CALL
DELISTED
Baker Hughes
BHI
$21.1M 0.02%
430,500
+210,000
+95% +$10.1M
TOO
680
DELISTED
Teekay Offshore Partners L.P.
TOO
$21.1M 0.02%
632,890
+23,235
+4% +$760K
PNNT
681
Pennant Park Investment Corp
PNNT
$215M
$21.1M 0.02%
1,867,838
+121,982
+7% +$1.39M
CVX icon
682
CALL
Chevron
CVX
$388B
$21M 0.02%
172,700
-29,800
-15% -$3.66M
RIG icon
683
PUT
Transocean
RIG
$5.92B
$21M 0.02%
471,122
+57,171
+14% +$2.7M
COR icon
684
Cencora
COR
$60.3B
$20.9M 0.02%
342,427
+27,610
+9% +$1.61M
RTX icon
685
PUT
RTX Corp
RTX
$287B
$20.8M 0.02%
306,518
+49,100
+19% +$3.21M
MLPN
686
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$20.7M 0.02%
707,860
+100,734
+17% +$2.96M
GEO icon
687
The GEO Group
GEO
$4.13B
$20.7M 0.02%
934,799
-6,586
-0.7% -$148K
FDX icon
688
PUT
FedEx
FDX
$74.5B
$20.7M 0.02%
181,000
+57,800
+47% +$6.24M
MNST icon
689
PUT
Monster Beverage
MNST
$91.4B
$20.7M 0.02%
2,371,800
+2,322,000
+4,663% +$22.9M
NTG
690
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$20.7M 0.02%
76,297
-529
-0.7% -$150K
EMC
691
PUT
DELISTED
EMC CORPORATION
EMC
$20.5M 0.02%
802,400
-253,100
-24% -$6.57M
DOC icon
692
Healthpeak Properties
DOC
$15.4B
$20.5M 0.02%
549,138
-376,501
-41% -$14.7M
CNQR
693
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$20.5M 0.02%
185,300
-41,493
-18% -$4.04M
YHOO
694
PUT
DELISTED
Yahoo Inc
YHOO
$20.4M 0.02%
616,100
+135,600
+28% +$3.83M
XLV icon
695
PUT
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$20.3M 0.02%
400,500
-29,000
-7% -$1.46M
IEZ icon
696
iShares US Oil Equipment & Services ETF
IEZ
$367M
$20.2M 0.02%
322,661
+30,000
+10% +$1.83M
ANDX
697
DELISTED
Andeavor Logistics LP
ANDX
$20.2M 0.02%
347,783
+31,038
+10% +$1.72M
SHW icon
698
Sherwin-Williams
SHW
$78.3B
$20.2M 0.02%
331,890
+22,383
+7% +$1.32M
DHC
699
Diversified Healthcare Trust
DHC
$2.26B
$20.1M 0.02%
870,651
+83,061
+11% +$2.01M
BEAV
700
DELISTED
B/E Aerospace Inc
BEAV
$20.1M 0.02%
376,662
+294,479
+358% +$15M
26 27
28
29 30

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.