We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LM
6876
CALL
DELISTED
Legg Mason, Inc.
LM
$52K ﹤0.01%
1,200
-17,600
-94% -$683K
OMN
6877
DELISTED
OMNOVA Solutions Inc.
OMN
$52K ﹤0.01%
5,724
+1,881
+49% +$16.1K
CRAY
6878
CALL
DELISTED
Cray, Inc.
CRAY
$52K ﹤0.01%
1,900
+1,200
+171% +$28.2K
NAVB
6879
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$52K ﹤0.01%
1,254
-2,917
-70% -$114K
USAG
6880
DELISTED
United States Agriculture Index Fund
USAG
$52K ﹤0.01%
2,873
– –
EXAR
6881
DELISTED
Exar Corporation
EXAR
$52K ﹤0.01%
4,425
-42
-0.9% -$518
CRDC
6882
DELISTED
CARDICA INC COM NEW (DE)
CRDC
$52K ﹤0.01%
5,288
+4,566
+632% +$50.7K
TXTR
6883
DELISTED
TEXTURA CORPORATION COM
TXTR
$52K ﹤0.01%
+1,741
New +$65.1K
MES
6884
DELISTED
VANECK VECTORS GULF STATES INDEX ETF
MES
$52K ﹤0.01%
+1,933
New +$50.4K
ADEP
6885
DELISTED
Adept Technology Inc
ADEP
$52K ﹤0.01%
3,094
-3,656
-54% -$37.3K
OCR.PRA
6886
DELISTED
OMNICARE CAP TR I TR PFD INCM EQTY REDM SEC (PIERS)
OCR.PRA
$52K ﹤0.01%
709
– –
CODE
6887
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
$52K ﹤0.01%
3,716
+1,122
+43% +$13.7K
TWGP
6888
CALL
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
$52K ﹤0.01%
15,500
+14,700
+1,838% +$60.3K
QADA
6889
DELISTED
QAD Inc.
QADA
$52K ﹤0.01%
2,980
+2,111
+243% +$32K
OMED
6890
DELISTED
OncoMed Pharmaceuticals, Inc.
OMED
$52K ﹤0.01%
1,751
+641
+58% +$11.7K
PXSC
6891
DELISTED
POWERSHARES FUNDAMENTAL PURE SMALL CORE PORTFOLIO
PXSC
$52K ﹤0.01%
1,580
-30
-2% -$946
BWEN icon
6892
Broadwind
BWEN
$93.6M
$51K ﹤0.01%
5,353
-717
-12% -$5.57K
CNA icon
6893
PUT
CNA Financial
CNA
$14.2B
$51K ﹤0.01%
+1,200
New +$48.6K
CODI icon
6894
CALL
Compass Diversified
CODI
$758M
$51K ﹤0.01%
2,600
-2,000
-43% -$37.3K
EVC icon
6895
Entravision Communication
EVC
$1.03B
$51K ﹤0.01%
8,429
+1,954
+30% +$12.1K
FRT icon
6896
PUT
Federal Realty Investment Trust
FRT
$10.7B
$51K ﹤0.01%
500
-500
-50% -$52.1K
IBKR icon
6897
CALL
Interactive Brokers
IBKR
$39.2B
$51K ﹤0.01%
8,400
+6,800
+425% +$38K
MOD icon
6898
Modine Manufacturing
MOD
$10.7B
$51K ﹤0.01%
+3,994
New +$53.5K
PLAB icon
6899
PUT
Photronics
PLAB
$1.79B
$51K ﹤0.01%
+5,700
New +$48.1K
PMT
6900
PUT
PennyMac Mortgage Investment
PMT
$822M
$51K ﹤0.01%
2,200
-1,500
-41% -$33.9K
274 275
276
277 278

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.