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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGAL icon
6351
Galicia Financial Group
GGAL
$7.86B
$73K ﹤0.01%
7,695
+6,898
+865% +$46.5K
HSIC icon
6352
PUT
Henry Schein
HSIC
$10.2B
$73K ﹤0.01%
1,785
-510
-22% -$20.7K
PGC icon
6353
Peapack-Gladstone Financial
PGC
$827M
$73K ﹤0.01%
3,935
+150
+4% +$2.69K
SEF icon
6354
ProShares Short Financials
SEF
$12.9M
$73K ﹤0.01%
402
+322
+403% +$58.6K
SIFY
6355
Sify Technologies
SIFY
$1.14B
$73K ﹤0.01%
6,736
+1,615
+32% +$17.9K
UVE icon
6356
Universal Insurance Holdings
UVE
$1.23B
$73K ﹤0.01%
10,273
+8,773
+585% +$67.8K
CONN
6357
DELISTED
Conn's Inc.
CONN
$73K ﹤0.01%
+1,450
New +$85.8K
WINT
6358
DELISTED
Windtree Therapeutics Inc
WINT
$73K ﹤0.01%
2,644
-887
-25% -$21.5K
HNT
6359
CALL
DELISTED
HEALTH NET INC
HNT
$73K ﹤0.01%
2,300
+800
+53% +$25.3K
BTH
6360
DELISTED
BLYTH,INC
BTH
$73K ﹤0.01%
+5,250
New +$63.6K
FST
6361
CALL
DELISTED
FOREST OIL CORPORATION
FST
$73K ﹤0.01%
11,900
-23,500
-66% -$126K
DIRT
6362
DELISTED
iPath Pure Beta Agriculture ETN
DIRT
$73K ﹤0.01%
+1,722
New +$75K
BCH icon
6363
Banco de Chile
BCH
$20.9B
$72K ﹤0.01%
+2,647
New +$68.6K
COKE icon
6364
Coca-Cola Consolidated
COKE
$12B
$72K ﹤0.01%
11,540
-22,630
-66% -$144K
ENSG icon
6365
The Ensign Group
ENSG
$10.3B
$72K ﹤0.01%
+6,886
New +$68.3K
FBP icon
6366
First Bancorp
FBP
$4.46B
$72K ﹤0.01%
12,651
+11,545
+1,044% +$81.6K
PLOW icon
6367
Douglas Dynamics
PLOW
$1.03B
$72K ﹤0.01%
4,911
-2,589
-35% -$37.7K
PRAA icon
6368
PUT
PRA Group
PRAA
$672M
$72K ﹤0.01%
+1,200
New +$64.3K
SB icon
6369
Safe Bulkers
SB
$789M
$72K ﹤0.01%
+10,593
New +$62.3K
SIGA icon
6370
SIGA Technologies
SIGA
$232M
$72K ﹤0.01%
18,905
– –
SPB icon
6371
CALL
Spectrum Brands
SPB
$2.09B
$72K ﹤0.01%
1,100
+200
+22% +$12.2K
TWI icon
6372
PUT
Titan International
TWI
$483M
$72K ﹤0.01%
4,900
+2,300
+88% +$38K
CCLP
6373
DELISTED
CSI Compressco LP
CCLP
$72K ﹤0.01%
3,412
+959
+39% +$19.4K
ALR
6374
DELISTED
AlerisLife Inc
ALR
$72K ﹤0.01%
1,384
+231
+20% +$12.8K
AHL
6375
DELISTED
ASPEN Insurance Holding Limited
AHL
$72K ﹤0.01%
1,987
-14,515
-88% -$534K
253 254
255
256 257

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.