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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYBX
6251
CALL
DELISTED
CYBERONICS INC
CYBX
$81K ﹤0.01%
1,600
-3,000
-65% -$157K
NCU
6252
DELISTED
NUVEEN (CAL) PREM INCM MUNI FD
NCU
$81K ﹤0.01%
6,060
+2,060
+52% +$26.9K
BRE
6253
PUT
DELISTED
BRE PROPERTIES INC CL A
BRE
$81K ﹤0.01%
+1,600
New +$80.7K
SFLA
6254
DELISTED
iPath Long Extended S&P 500 TR Index ETN
SFLA
$81K ﹤0.01%
665
+71
+12% +$8.53K
LLEN
6255
CALL
DELISTED
L & L ENERGY INC COM STK (NV)
LLEN
$81K ﹤0.01%
64,200
+2,000
+3% +$5.44K
URTY icon
6256
ProShares UltraPro Russell2000
URTY
$353M
$80K ﹤0.01%
+2,262
New +$72.8K
VLT icon
6257
Invesco High Income Trust II
VLT
$65.4M
$80K ﹤0.01%
5,046
+4,549
+915% +$72.1K
TECD
6258
DELISTED
Tech Data Corp
TECD
$80K ﹤0.01%
1,613
-6,011
-79% -$303K
GCH
6259
DELISTED
Aberdeen Greater China Fund
GCH
$80K ﹤0.01%
7,065
-7,246
-51% -$82.4K
CU
6260
DELISTED
FIRST TRUST ISE GLOBAL COPPER INDEX FD
CU
$80K ﹤0.01%
3,658
-7,362
-67% -$160K
CYN
6261
CALL
DELISTED
CITY NATIONAL CORPORATION
CYN
$80K ﹤0.01%
1,200
– –
QRE
6262
CALL
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$80K ﹤0.01%
4,900
+3,400
+227% +$56.9K
SUSS
6263
PUT
DELISTED
SUSSER HOLDINGS CORPORATION COMMON STOCK
SUSS
$80K ﹤0.01%
+1,500
New +$75K
BAS
6264
CALL
DELISTED
Basis Energy Services, Inc.
BAS
$80K ﹤0.01%
11
+3
+38% +$21.7K
BCC icon
6265
Boise Cascade
BCC
$3.08B
$79K ﹤0.01%
2,942
-2,585
-47% -$66.1K
CATY icon
6266
Cathay General Bancorp
CATY
$4.32B
$79K ﹤0.01%
3,368
-880
-21% -$20.3K
EPV icon
6267
ProShares UltraShort FTSE Europe
EPV
$10.7M
$79K ﹤0.01%
218
+82
+60% +$33K
ERY icon
6268
CALL
Direxion Daily Energy Bear 2X ETF
ERY
$40.3M
$79K ﹤0.01%
+62
New +$82.7K
INGR icon
6269
CALL
Ingredion
INGR
$6.5B
$79K ﹤0.01%
1,200
-12,800
-91% -$836K
RMD icon
6270
PUT
ResMed
RMD
$32.1B
$79K ﹤0.01%
1,500
+200
+15% +$9.7K
SNPS icon
6271
CALL
Synopsys
SNPS
$77.1B
$79K ﹤0.01%
2,100
-800
-28% -$29.6K
TXNM
6272
CALL
TXNM Energy Inc
TXNM
$5.93B
$79K ﹤0.01%
3,500
– –
CAI
6273
DELISTED
CAI International, Inc.
CAI
$79K ﹤0.01%
3,383
+3,083
+1,028% +$68.9K
HCR
6274
PUT
DELISTED
Hi-Crush Inc. Common Stock
HCR
$79K ﹤0.01%
3,000
-4,000
-57% -$94.1K
ISIL
6275
CALL
DELISTED
Intersil Corp
ISIL
$79K ﹤0.01%
7,000
-8,000
-53% -$80.1K
249 250
251
252 253

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.