UBS Portfolio holdings

AUM $109B

1-Year Est. Return 16.36%

This Fund

S&P 500

This Quarter Est. Return

1 Year Est. Return

+16.36%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.71B
2		+$435M
3		+$369M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$313M

Top Sells

1		+$755M
2		+$344M
3		+$287M
4	Apple AAPL	+$281M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Technology	8.07%
3	Healthcare	7.57%
4	Financials	7.56%
5	Industrials	6.59%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
6151	SVBI 6151 DELISTED Severn Bancorp Inc/MD SVBI	$3K	﹤0.01%	+561
6152	NWHM 6152 DELISTED THE NEW HOME COMPANY INC. NWHM	$3K	﹤0.01%	+187
6153	TCCO 6153 DELISTED Technical Communications Corporation TCCO	$3K	﹤0.01%	547 -1,608
6154	RELV 6154 DELISTED Reliv International Inc RELV	$3K	﹤0.01%	269 -208
6155	DLBS 6155 DELISTED iPath US Treasury Long Bond Bear ETN DLBS	$3K	﹤0.01%	88 -1,118
6156	CRAY 6156 DELISTED Cray, Inc. CRAY	$3K	﹤0.01%	100 +50
6157	CZFC 6157 DELISTED Citizens First Corporation CZFC	$3K	﹤0.01%	259 +149
6158	BPFHP 6158 DELISTED Boston Private Financial Holdings, Inc. BPFHP	$3K	﹤0.01%	137 -164
6159	BYBK 6159 DELISTED Bay Bancorp, Inc. BYBK	$3K	﹤0.01%	636 -400
6160	RIC 6160 DELISTED Richmont Mines Inc. RIC	$3K	﹤0.01%	1,898 -4,043
6161	RRF 6161 DELISTED WisdomTree Global Real Return Fund RRF	$3K	﹤0.01%	+74
6162	ESTE 6162 DELISTED Earthstone Energy Inc. Class A Common Stock ESTE	$3K	﹤0.01%	103 +35
6163	IKGH 6163 DELISTED Iao Kun Group Holding Company Limited IKGH	$3K	﹤0.01%	831 -7,824
6164	CNR 6164 DELISTED CHINA METRO-RURAL HOLDINGS LIMITED ORD SHS CNR	$3K	﹤0.01%	+3,107
6165	RITT 6165 DELISTED RIT TECHNOLOGIES LTD COM STK (IL) RITT	$3K	﹤0.01%	2,002 -2,865
6166	API 6166 DELISTED Advanced Photonix Inc API	$3K	﹤0.01%	5,710 -890
6167	OXF 6167 DELISTED OXFORD RESOURCES PARTNERS,LP COM UNIT RPSTG LTD PARTNER INT OXF	$3K	﹤0.01%	3,373 +774
6168	CAW 6168 DELISTED CCA Industries, Inc. CAW	$3K	﹤0.01%	908 -576
6169	ESNC 6169 DELISTED EnSync Inc ESNC	$3K	﹤0.01%	1,760 +1,560
6170	STI.WS.A 6170 DELISTED Suntrust Banks Inc STI.WS.A	$3K	﹤0.01%	+300
6171	JGBS 6171 DELISTED DB INVERSE JAPANESE GOVT BD FUT EXCH NT 11/30/2021 JGBS	$3K	﹤0.01%	157 -4,113
6172	LIME 6172 DELISTED LIME ENERGY CO.NEW COMMON STOCK LIME	$3K	﹤0.01%	1,001 -509
6173	FNRG 6173 DELISTED FORCEFIELD ENERGY INC. COMMON STOCK FNRG	$3K	﹤0.01%	596 +451
6174	OPLK 6174 DELISTED OPLINK COMMUNICATIONS INC OPLK	$3K	﹤0.01%	190 -762
6175	GRO 6175 DELISTED Agria Corp GRO	$3K	﹤0.01%	+2,323