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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACTA
6001
DELISTED
Actua Corp
ACTA
$100K ﹤0.01%
7,067
+1,466
+26% +$18.8K
CJES
6002
PUT
DELISTED
C&J ENERGY SVCS LTD
CJES
$100K ﹤0.01%
5,000
-13,900
-74% -$287K
FU
6003
DELISTED
FAB UNIVERSAL CORP COM
FU
$100K ﹤0.01%
13,584
+9,827
+262% +$45.9K
JJT
6004
DELISTED
iPath Bloomberg Tin Subindex Total Return ETN due June 24, 2038
JJT
$100K ﹤0.01%
1,890
+174
+10% +$8.36K
AX icon
6005
Axos Financial
AX
$5.9B
$99K ﹤0.01%
6,080
+4,840
+390% +$72.1K
CROX icon
6006
PUT
Crocs
CROX
$6.47B
$99K ﹤0.01%
7,300
+500
+7% +$7.25K
DBI icon
6007
Designer Brands
DBI
$331M
$99K ﹤0.01%
2,310
-304
-12% -$12.3K
DOV icon
6008
CALL
Dover
DOV
$27.7B
$99K ﹤0.01%
1,641
-1,044
-39% -$60.2K
FCN icon
6009
FTI Consulting
FCN
$4.37B
$99K ﹤0.01%
2,632
-3,164
-55% -$112K
MCS icon
6010
Marcus Corp
MCS
$946M
$99K ﹤0.01%
6,825
+263
+4% +$3.45K
LOGM
6011
DELISTED
LogMein, Inc.
LOGM
$99K ﹤0.01%
+3,180
New +$94K
GZT
6012
PUT
DELISTED
Gazit-globe Ltd
GZT
$99K ﹤0.01%
+7,400
New +$97.4K
IQNT
6013
DELISTED
Inteliquent, Inc.
IQNT
$99K ﹤0.01%
+10,319
New +$82.2K
LRE
6014
PUT
DELISTED
LRR ENERGY LP
LRE
$99K ﹤0.01%
6,200
-300
-5% -$4.55K
VVTV
6015
DELISTED
VALUEVISION MEDIA INC
VVTV
$99K ﹤0.01%
22,743
-8,661
-28% -$45.8K
ACCL
6016
DELISTED
Accelrys Inc
ACCL
$99K ﹤0.01%
10,152
-897
-8% -$8.18K
AER icon
6017
AerCap
AER
$24.2B
$98K ﹤0.01%
5,044
+2,779
+123% +$50.6K
AORT icon
6018
Artivion
AORT
$1.33B
$98K ﹤0.01%
14,025
+3,025
+28% +$20.5K
MFA
6019
CALL
MFA Financial
MFA
$931M
$98K ﹤0.01%
3,300
+2,900
+725% +$88.9K
RNST icon
6020
Renasant Corp
RNST
$4.02B
$98K ﹤0.01%
+3,628
New +$96.3K
SCCO icon
6021
CALL
Southern Copper
SCCO
$146B
$98K ﹤0.01%
3,883
-16,613
-81% -$430K
UYG icon
6022
ProShares Ultra Financials
UYG
$841M
$98K ﹤0.01%
6,000
-14,784
-71% -$247K
VMC icon
6023
CALL
Vulcan Materials
VMC
$36.7B
$98K ﹤0.01%
1,900
-800
-30% -$39.6K
GGP
6024
PUT
DELISTED
GGP Inc.
GGP
$98K ﹤0.01%
+5,100
New +$103K
FAV
6025
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$98K ﹤0.01%
11,621
+1,143
+11% +$9.5K
239 240
241
242 243

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.