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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAND
5801
PUT
DELISTED
Sandstorm Gold
SAND
$118K ﹤0.01%
21,900
-39,800
-65% -$239K
SMM
5802
DELISTED
Salient Midstream & MLP Fund
SMM
$118K ﹤0.01%
5,313
+3,113
+142% +$71.5K
MLNX
5803
PUT
DELISTED
Mellanox Technologies, Ltd.
MLNX
$118K ﹤0.01%
3,100
-4,400
-59% -$188K
STRN
5804
DELISTED
SUTRON CORP
STRN
$118K ﹤0.01%
23,611
-2,639
-10% -$13.9K
COY
5805
DELISTED
BLACKROCK CORP HIGH YLD FD INC
COY
$118K ﹤0.01%
16,341
+14,531
+803% +$103K
CEVA icon
5806
CEVA Inc
CEVA
$930M
$117K ﹤0.01%
6,783
-109
-2% -$2.01K
ESE icon
5807
ESCO Technologies
ESE
$8.24B
$117K ﹤0.01%
3,519
+2,647
+304% +$87.3K
ROM icon
5808
ProShares Ultra Technology
ROM
$1.17B
$117K ﹤0.01%
42,752
-35,552
-45% -$94K
SUP
5809
DELISTED
Superior Industries International
SUP
$117K ﹤0.01%
6,587
+2,595
+65% +$46.6K
AKP
5810
DELISTED
Alliance Californa Muni Fd
AKP
$117K ﹤0.01%
9,550
+6,161
+182% +$74.8K
KERX
5811
CALL
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$117K ﹤0.01%
11,600
-9,100
-44% -$81K
ATML
5812
CALL
DELISTED
ATMEL CORP
ATML
$117K ﹤0.01%
15,700
-26,000
-62% -$198K
RBY
5813
DELISTED
RUBICON MENERALS CORP (F)
RBY
$117K ﹤0.01%
92,482
+55,031
+147% +$77.9K
IMF
5814
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
$117K ﹤0.01%
7,100
+1,732
+32% +$28.2K
AVGO icon
5815
CALL
Broadcom
AVGO
$1.86T
$116K ﹤0.01%
27,000
-18,000
-40% -$69.1K
COR icon
5816
CALL
Cencora
COR
$60.4B
$116K ﹤0.01%
1,900
-2,900
-60% -$170K
CHXX
5817
DELISTED
EGSHARES CHINA INFRASTRUCTURE ETF
CHXX
$116K ﹤0.01%
6,546
+856
+15% +$14.7K
MOLX
5818
PUT
DELISTED
MOLEX INC
MOLX
$116K ﹤0.01%
+3,000
New +$96.3K
DOLE
5819
CALL
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
$116K ﹤0.01%
8,500
-25,300
-75% -$335K
CA
5820
PUT
DELISTED
CA, Inc.
CA
$116K ﹤0.01%
3,900
-66,400
-94% -$1.99M
YELL
5821
PUT
DELISTED
Yellow Corporation Common Stock
YELL
$116K ﹤0.01%
6,900
-5,900
-46% -$138K
TI
5822
DELISTED
Telecom Italia
TI
$116K ﹤0.01%
14,204
+2,011
+16% +$14.2K
OREX
5823
CALL
DELISTED
Orexigen Therapeutics, Inc.
OREX
$116K ﹤0.01%
1,900
-200
-10% -$13.5K
ICN
5824
DELISTED
WisdomTree Indian Rupee Strategy Fund
ICN
$116K ﹤0.01%
6,032
+5,432
+905% +$105K
AFB
5825
AllianceBernstein National Municipal Income Fund
AFB
$312M
$115K ﹤0.01%
8,933
+94
+1% +$1.18K
231 232
233
234 235

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.