UBS’s ProShares Ultra Technology ROM Stock Holding History

UBS’s Portfolio ROM Stock Details ROM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$187K	Buy	42,080 +37,952	+919%	+$166K	﹤0.01%	5253
2014 Q2	$17K	Sell	4,128 -17,408	-81%	-$65K	﹤0.01%	8275
2014 Q1	$78K	Buy	21,536 +2,752	+15%	+$9.61K	﹤0.01%	6304
2013 Q4	$64K	Sell	18,784 -23,968	-56%	-$72.9K	﹤0.01%	6644
2013 Q3	$117K	Sell	42,752 -35,552	-45%	-$94K	﹤0.01%	5832
2013 Q2	$187K	Buy	+78,304	New	+$190K	﹤0.01%	5169

Other funds holding ROM

Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return

TFA

Toth Financial Advisory Leesburg, Virginia $1.02B AUM 28.36% 1-Year Est. Return

Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

UBS's ROM Position: Q3 2014 in Review

UBS increased its ProShares Ultra Technology (ROM) stake by 919% in Q3 2014, buying an estimated $166K and bringing the position to 42,080 shares worth $187K. The position accounts for ﹤0.01% of the portfolio, ranked #5253.

UBS first reported a position in ROM in Q2 2013 and has held it in 6 quarters since. 21 funds tracked by Wall St. Rank hold ROM as of Q3 2014.

UBS held 42,080 shares of ProShares Ultra Technology worth $187K as of Q3 2014.
UBS bought 37,952 ProShares Ultra Technology shares in Q3 2014, an estimated $166K.
ProShares Ultra Technology made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5253 holding.
UBS first reported a position in ProShares Ultra Technology in Q2 2013 and has held it in 6 quarters since.
21 funds tracked by Wall St. Rank held ProShares Ultra Technology as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.