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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIND icon
5501
Lindblad Expeditions
LIND
$1.94B
$152K ﹤0.01%
+15,095
New +$147K
MSB
5502
Mesabi Trust
MSB
$289M
$152K ﹤0.01%
6,925
-17,967
-72% -$351K
PFF icon
5503
PUT
iShares Preferred and Income Securities ETF
PFF
$13.3B
$152K ﹤0.01%
4,000
-2,700
-40% -$103K
XSW icon
5504
State Street SPDR S&P Software & Services ETF
XSW
$442M
$152K ﹤0.01%
3,582
+2,532
+241% +$102K
QRM
5505
DELISTED
QUEST RARE MINERALS LTD COM SHS CANADA
QRM
$152K ﹤0.01%
180,803
+11,876
+7% +$7.64K
AVNR
5506
CALL
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$152K ﹤0.01%
35,900
-10,400
-22% -$49.3K
IWL icon
5507
iShares Russell Top 200 ETF
IWL
$2.19B
$151K ﹤0.01%
3,975
+2,000
+101% +$76.1K
TSM icon
5508
CALL
TSMC
TSM
$2.1T
$151K ﹤0.01%
8,900
-14,500
-62% -$247K
VNO icon
5509
PUT
Vornado Realty Trust
VNO
$7.41B
$151K ﹤0.01%
2,460
+410
+20% +$25.4K
WCN
5510
Waste Connections
WCN
$42.2B
$151K ﹤0.01%
4,973
-30,388
-86% -$879K
BONT
5511
CALL
DELISTED
Bon-Ton Stores Inc/The
BONT
$151K ﹤0.01%
14,300
+10,600
+286% +$163K
SUNE
5512
PUT
DELISTED
SUNEDISON, INC COM
SUNE
$151K ﹤0.01%
18,900
+16,000
+552% +$133K
FLOW
5513
DELISTED
FLOW INTL CORP
FLOW
$151K ﹤0.01%
37,857
+28,273
+295% +$105K
ACAS
5514
CALL
DELISTED
American Capital Ltd
ACAS
$151K ﹤0.01%
11,000
+8,500
+340% +$112K
HMY icon
5515
CALL
Harmony Gold Mining
HMY
$9.84B
$150K ﹤0.01%
44,400
+28,000
+171% +$104K
NSIT icon
5516
Insight Enterprises
NSIT
$3.89B
$150K ﹤0.01%
7,942
+2,810
+55% +$56.6K
PETS icon
5517
PUT
PetMed Express
PETS
$41.7M
$150K ﹤0.01%
9,200
+6,300
+217% +$98.3K
PLD icon
5518
CALL
Prologis
PLD
$135B
$150K ﹤0.01%
4,000
-22,500
-85% -$848K
STLD icon
5519
PUT
Steel Dynamics
STLD
$36B
$150K ﹤0.01%
9,000
-16,700
-65% -$265K
KSM
5520
DELISTED
DWS Strategic Municipal Income Trust
KSM
$150K ﹤0.01%
12,063
-7,857
-39% -$97.9K
IPHI
5521
DELISTED
INPHI CORPORATION
IPHI
$150K ﹤0.01%
11,178
+10,520
+1,599% +$128K
APF
5522
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$150K ﹤0.01%
8,958
+2,893
+48% +$47.2K
RGP icon
5523
Resources Connection
RGP
$151M
$149K ﹤0.01%
10,953
+7,371
+206% +$96.6K
UHAL icon
5524
U-Haul Holding Co
UHAL
$13.9B
$149K ﹤0.01%
8,060
-88,690
-92% -$1.53M
GUID
5525
DELISTED
Guidance Software, Inc.
GUID
$149K ﹤0.01%
+16,453
New +$144K
219 220
221
222 223

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.