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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAS
5476
PUT
DELISTED
Exact Sciences
EXAS
$152K ﹤0.01%
+10,700
New +$145K
SNY icon
5477
CALL
Sanofi
SNY
$103B
$152K ﹤0.01%
2,900
-200
-6% -$10.1K
TG icon
5478
Tredegar Corp
TG
$265M
$152K ﹤0.01%
6,584
-7,941
-55% -$195K
LGCY
5479
CALL
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$152K ﹤0.01%
6,100
+5,300
+663% +$142K
PETM
5480
PUT
DELISTED
PETSMART INC
PETM
$152K ﹤0.01%
2,200
+500
+29% +$33.1K
TRLA
5481
DELISTED
TRULIA INC (DEL)
TRLA
$152K ﹤0.01%
4,588
-10,501
-70% -$354K
PANW icon
5482
CALL
Palo Alto Networks
PANW
$270B
$151K ﹤0.01%
13,200
-6,600
-33% -$74.9K
AMOV
5483
DELISTED
America Movil SAB de CV
AMOV
$151K ﹤0.01%
8,091
-1,241
-13% -$24.2K
STON
5484
PUT
DELISTED
StoneMor Inc.
STON
$151K ﹤0.01%
6,000
-2,400
-29% -$60.9K
WPX
5485
PUT
DELISTED
WPX Energy, Inc.
WPX
$151K ﹤0.01%
8,400
-5,000
-37% -$92.2K
FNGN
5486
DELISTED
Financial Engines, Inc.
FNGN
$151K ﹤0.01%
2,967
-4,292
-59% -$258K
JST
5487
DELISTED
JINPAN INT'L LTD(COMMON)
JST
$151K ﹤0.01%
19,988
+12,986
+185% +$107K
ISSI
5488
DELISTED
INTEGRATED SILICON SOLUTN INC
ISSI
$151K ﹤0.01%
9,740
-6,123
-39% -$76.7K
EIV
5489
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$151K ﹤0.01%
12,973
+54
+0.4% +$619
HEES
5490
CALL
DELISTED
H&E Equipment Services
HEES
$150K ﹤0.01%
3,700
+3,300
+825% +$109K
TAN icon
5491
PUT
Invesco Solar ETF
TAN
$1.42B
$150K ﹤0.01%
3,400
-3,000
-47% -$129K
TMV icon
5492
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$187M
$150K ﹤0.01%
1,053
+151
+17% +$23.5K
XOMA
5493
CALL
DELISTED
Xoma
XOMA
$150K ﹤0.01%
1,435
+235
+20% +$34.1K
ALR.PRB
5494
DELISTED
Alere Inc
ALR.PRB
$150K ﹤0.01%
517
+2
+0.4% +$589
REE
5495
DELISTED
RARE ELEMENT RES LTD
REE
$150K ﹤0.01%
101,937
-358
-0.3% -$579
DCNG
5496
DELISTED
iPath Seasonal Natural Gas ETN
DCNG
$150K ﹤0.01%
4,895
– –
DVAX
5497
DELISTED
Dynavax Technologies
DVAX
$149K ﹤0.01%
8,222
+5,372
+188% +$99.6K
SHOO icon
5498
Steven Madden
SHOO
$3.37B
$149K ﹤0.01%
6,210
-9,491
-60% -$220K
LMNX
5499
DELISTED
Luminex Corp
LMNX
$149K ﹤0.01%
8,200
-3,344
-29% -$62.6K
ANIK icon
5500
PUT
Anika Therapeutics
ANIK
$258M
$148K ﹤0.01%
+3,600
New +$134K
218 219
220
221 222

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.