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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDB icon
5376
Independent Bank
INDB
$3.99B
$166K ﹤0.01%
4,666
+8
+0.2% +$291
SKF icon
5377
ProShares UltraShort Financials
SKF
$10.3M
$166K ﹤0.01%
121
+97
+404% +$132K
TR icon
5378
Tootsie Roll Industries
TR
$2.93B
$166K ﹤0.01%
7,899
-4,692
-37% -$104K
NKG
5379
DELISTED
Nuveen Georgia Quality Municipal Income Fund
NKG
$166K ﹤0.01%
13,849
+292
+2% +$3.49K
ADRD
5380
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
$166K ﹤0.01%
6,993
-1,075
-13% -$24.7K
PERY
5381
DELISTED
Perry Ellis International Inc
PERY
$166K ﹤0.01%
8,790
-1,842
-17% -$36.1K
ARO
5382
PUT
DELISTED
Aeropostale Inc
ARO
$166K ﹤0.01%
17,700
+10,600
+149% +$126K
DLLR
5383
DELISTED
DFC GLOBAL CORP COM STK (DE)
DLLR
$166K ﹤0.01%
15,137
-43,645
-74% -$597K
ICA
5384
DELISTED
EMPRESAS ICA, S.A. DE C.V. ADS (EA REPTG 4 ORD PART CERT)
ICA
$166K ﹤0.01%
19,428
+3,328
+21% +$27.9K
RFI
5385
Cohen & Steers Total Return Realty Fund
RFI
$308M
$165K ﹤0.01%
13,323
+1,584
+13% +$20.3K
SURE icon
5386
AdvisorShares Insider Advantage ETF
SURE
$56.6M
$165K ﹤0.01%
+3,782
New +$164K
USRT icon
5387
iShares Core US REIT ETF
USRT
$4.62B
$165K ﹤0.01%
4,233
-1,557
-27% -$62.2K
UVXY icon
5388
PUT
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$224M
– –
0
– –
SFLY
5389
DELISTED
Shutterfly, Inc.
SFLY
$165K ﹤0.01%
2,946
+2,346
+391% +$130K
SHLM
5390
DELISTED
Schulman (A.) Inc
SHLM
$165K ﹤0.01%
5,618
+4,107
+272% +$114K
BV
5391
DELISTED
Bazaarvoice, Inc.
BV
$165K ﹤0.01%
18,137
+11,415
+170% +$116K
ESR
5392
DELISTED
ISHARES MSCI EMERGING MARKETS EASTERN EUROPE ETF
ESR
$165K ﹤0.01%
6,371
+5,769
+958% +$142K
HHY
5393
DELISTED
Brookfield High Income Fund Inc.
HHY
$165K ﹤0.01%
16,699
+1,276
+8% +$12.2K
BBDC icon
5394
CALL
Barings BDC
BBDC
$864M
$164K ﹤0.01%
5,600
+600
+12% +$17.5K
BZH icon
5395
CALL
Beazer Homes USA
BZH
$877M
$164K ﹤0.01%
9,100
-18,800
-67% -$330K
MDGL icon
5396
Madrigal Pharmaceuticals
MDGL
$10.8B
$164K ﹤0.01%
742
-277
-27% -$58.9K
MMLP icon
5397
CALL
Martin Midstream Partners
MMLP
$95.5M
$164K ﹤0.01%
3,500
+2,300
+192% +$104K
COHR
5398
DELISTED
Coherent Inc
COHR
$164K ﹤0.01%
2,668
+2,440
+1,070% +$143K
NMY
5399
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$164K ﹤0.01%
13,513
+2,945
+28% +$36.7K
BKS
5400
CALL
DELISTED
Barnes & Noble
BKS
$164K ﹤0.01%
19,380
-1,526
-7% -$15.9K
214 215
216
217 218

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.