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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOSB
5326
CALL
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$174K ﹤0.01%
2,700
+1,900
+238% +$111K
IRR
5327
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$174K ﹤0.01%
16,558
-5,939
-26% -$59.4K
EAPS
5328
DELISTED
PAX MSCI EAFE ESG INDEX ETF
EAPS
$174K ﹤0.01%
6,054
+154
+3% +$4.49K
ACAS
5329
PUT
DELISTED
American Capital Ltd
ACAS
$174K ﹤0.01%
11,000
-33,200
-75% -$512K
CLDX icon
5330
CALL
Celldex Therapeutics
CLDX
$2.99B
$173K ﹤0.01%
653
-507
-44% -$194K
NXST icon
5331
CALL
Nexstar Media Group
NXST
$5.82B
$173K ﹤0.01%
+4,600
New +$199K
TV icon
5332
CALL
Televisa
TV
$1.48B
$173K ﹤0.01%
+5,200
New +$157K
PF
5333
CALL
DELISTED
Pinnacle Foods, Inc.
PF
$173K ﹤0.01%
5,800
+5,300
+1,060% +$148K
MOBI
5334
DELISTED
Sky-mobi Limited ADS
MOBI
$173K ﹤0.01%
19,654
+15,850
+417% +$101K
VOLC
5335
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$173K ﹤0.01%
8,767
+5,499
+168% +$118K
BAL
5336
DELISTED
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038
BAL
$173K ﹤0.01%
2,974
-1,000
-25% -$55.2K
AB icon
5337
CALL
AllianceBernstein
AB
$3.43B
$172K ﹤0.01%
6,900
-4,900
-42% -$115K
ENSG icon
5338
The Ensign Group
ENSG
$10.4B
$172K ﹤0.01%
15,429
+10,475
+211% +$112K
NGG icon
5339
CALL
National Grid
NGG
$80.4B
$172K ﹤0.01%
2,591
-1,762
-40% -$113K
DOC icon
5340
CALL
Healthpeak Properties
DOC
$15.1B
$171K ﹤0.01%
4,831
-181,060
-97% -$6.25M
NWE icon
5341
NorthWestern Energy
NWE
$4.23B
$171K ﹤0.01%
3,600
-2,059
-36% -$93K
PLOW icon
5342
Douglas Dynamics
PLOW
$1.02B
$171K ﹤0.01%
9,800
-2,019
-17% -$32.7K
WTFC icon
5343
Wintrust Financial
WTFC
$10.8B
$171K ﹤0.01%
3,519
-4,715
-57% -$217K
SPWR
5344
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
$171K ﹤0.01%
8,093
-14,507
-64% -$310K
NIQ
5345
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$171K ﹤0.01%
14,158
+1,865
+15% +$22.3K
PWE
5346
PUT
DELISTED
Penn West Energy Petroleum Ltd
PWE
$171K ﹤0.01%
20,400
+18,600
+1,033% +$150K
DATE
5347
CALL
DELISTED
JIAYUAN COM INTL LTD SPON ADR (CYM)
DATE
$171K ﹤0.01%
+26,100
New +$183K
HHY
5348
DELISTED
Brookfield High Income Fund Inc.
HHY
$171K ﹤0.01%
16,981
+966
+6% +$9.55K
CCBG icon
5349
Capital City Bank Group
CCBG
$888M
$170K ﹤0.01%
12,823
-1,023
-7% -$13.4K
ITB icon
5350
CALL
iShares US Home Construction ETF
ITB
$2.26B
$170K ﹤0.01%
7,000
+3,500
+100% +$86.6K
212 213
214
215 216

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.