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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYC
5276
PUT
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$182K ﹤0.01%
4,106
-99,703
-96% -$4.35M
FGB
5277
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$181K ﹤0.01%
23,497
+18,537
+374% +$146K
HBM icon
5278
Hudbay
HBM
$10.1B
$181K ﹤0.01%
23,182
-6,165
-21% -$49.3K
QID icon
5279
ProShares UltraShort QQQ
QID
$282M
$181K ﹤0.01%
39
+4
+11% +$18.8K
SDS icon
5280
PUT
ProShares UltraShort S&P500
SDS
$415M
$181K ﹤0.01%
64
-7
-10% -$20.9K
MCF
5281
CALL
DELISTED
Contango Oil & Gas Co.
MCF
$181K ﹤0.01%
3,800
+3,400
+850% +$156K
DSCI
5282
DELISTED
Derma Sciences, Inc. Common Stock (DE)
DSCI
$181K ﹤0.01%
14,235
-59
-0.4% -$763
SCCO icon
5283
CALL
Southern Copper
SCCO
$143B
$180K ﹤0.01%
6,688
+4,207
+170% +$113K
BWP
5284
PUT
DELISTED
Boardwalk Pipeline Partners
BWP
$180K ﹤0.01%
13,400
-15,900
-54% -$285K
MJI
5285
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$180K ﹤0.01%
13,018
-553
-4% -$7.47K
BEN icon
5286
PUT
Franklin Resources
BEN
$17.6B
$179K ﹤0.01%
3,300
+300
+10% +$16.1K
CSTE icon
5287
PUT
Caesarstone
CSTE
$72.3M
$179K ﹤0.01%
3,300
-1,200
-27% -$63.3K
IMOS
5288
CALL
ChipMOS TECHNOLOGIES
IMOS
$1.65B
$179K ﹤0.01%
7,351
-117,344
-94% -$2.68M
PRTA icon
5289
Prothena Corp
PRTA
$425M
$179K ﹤0.01%
4,674
+2,141
+85% +$69K
RTH icon
5290
VanEck Retail ETF
RTH
$258M
$179K ﹤0.01%
3,021
-199,579
-99% -$11.8M
SPXL icon
5291
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.72B
$179K ﹤0.01%
10,792
+10,396
+2,625% +$162K
THO icon
5292
Thor Industries
THO
$3.9B
$179K ﹤0.01%
2,939
-13,459
-82% -$748K
UEC icon
5293
Uranium Energy
UEC
$4.75B
$179K ﹤0.01%
135,447
-23,756
-15% -$41.1K
SXCP
5294
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$179K ﹤0.01%
6,120
-1,376
-18% -$40.2K
BXE
5295
DELISTED
Bellatrix Exploration Ltd.
BXE
$179K ﹤0.01%
4,265
+2,112
+98% +$80.3K
PDLI
5296
DELISTED
PDL BioPharma, Inc.
PDLI
$179K ﹤0.01%
21,500
+793
+4% +$6.8K
AROW icon
5297
Arrow Financial
AROW
$659M
$178K ﹤0.01%
8,862
-779
-8% -$15.3K
JJSF icon
5298
J&J Snack Foods
JJSF
$1.43B
$178K ﹤0.01%
1,849
+371
+25% +$33.5K
MNRO icon
5299
Monro
MNRO
$383M
$178K ﹤0.01%
3,134
+43
+1% +$2.46K
TRP icon
5300
CALL
TC Energy
TRP
$70.2B
$178K ﹤0.01%
+3,900
New +$173K
210 211
212
213 214

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.