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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLFS
5226
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$190K ﹤0.01%
5,153
+1,216
+31% +$44.8K
WASH icon
5227
Washington Trust Bancorp
WASH
$743M
$189K ﹤0.01%
6,009
+404
+7% +$12.6K
ZION icon
5228
PUT
Zions Bancorporation
ZION
$10.2B
$189K ﹤0.01%
6,900
+2,700
+64% +$78.8K
AROW icon
5229
Arrow Financial
AROW
$659M
$188K ﹤0.01%
9,751
+887
+10% +$17.2K
CNX icon
5230
CALL
CNX Resources
CNX
$5.3B
$188K ﹤0.01%
6,720
-1,080
-14% -$28.2K
DMRC icon
5231
Digimarc Corp
DMRC
$147M
$188K ﹤0.01%
9,291
-73
-0.8% -$1.52K
VKQ icon
5232
Invesco Municipal Trust
VKQ
$541M
$188K ﹤0.01%
16,061
-7,352
-31% -$85.2K
SSB icon
5233
SouthState Bank Corp
SSB
$10.2B
$187K ﹤0.01%
+3,382
New +$185K
WNC icon
5234
Wabash National
WNC
$512M
$187K ﹤0.01%
16,079
+3,187
+25% +$34.3K
SFE
5235
DELISTED
Safeguard Scientifics, Inc.
SFE
$187K ﹤0.01%
11,919
-2,891
-20% -$44.5K
ZVO
5236
DELISTED
Zovio Inc. Common Stock
ZVO
$187K ﹤0.01%
10,361
-3,933
-28% -$64K
DNB
5237
CALL
DELISTED
Dun & Bradstreet
DNB
$187K ﹤0.01%
1,800
-300
-14% -$31.2K
RSH
5238
CALL
DELISTED
RADIOSHACK CORP
RSH
$187K ﹤0.01%
54,900
+32,600
+146% +$104K
BHD
5239
DELISTED
BLACKROCK STRATEGIC BOND TRUST
BHD
$187K ﹤0.01%
14,476
+2,747
+23% +$35.5K
PIV
5240
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$187K ﹤0.01%
9,965
-16,235
-62% -$305K
FIS icon
5241
CALL
Fidelity National Information Services
FIS
$23.1B
$186K ﹤0.01%
4,000
-400
-9% -$18.1K
PENX
5242
DELISTED
PENFORD CORP
PENX
$186K ﹤0.01%
13,106
+1,295
+11% +$18.4K
IMUC
5243
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
$186K ﹤0.01%
1,812
-12
-0.7% -$1.32K
BOOM icon
5244
DMC Global
BOOM
$138M
$185K ﹤0.01%
8,004
-559
-7% -$11.4K
LAMR icon
5245
Lamar Advertising Co
LAMR
$16.2B
$185K ﹤0.01%
3,924
-18,827
-83% -$830K
LOPE icon
5246
CALL
Grand Canyon Education
LOPE
$3.79B
$185K ﹤0.01%
4,600
-100
-2% -$3.57K
MHO icon
5247
M/I Homes
MHO
$3.74B
$185K ﹤0.01%
8,973
+1,473
+20% +$30.9K
MOH icon
5248
CALL
Molina Healthcare
MOH
$10.2B
$185K ﹤0.01%
5,200
+5,100
+5,100% +$188K
PCF
5249
High Income Securities Fund
PCF
$98.8M
$185K ﹤0.01%
23,555
+2,697
+13% +$21.1K
SM icon
5250
CALL
SM Energy
SM
$7.8B
$185K ﹤0.01%
2,400
-3,800
-61% -$263K
208 209
210
211 212

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.