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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
501
Analog Devices
ADI
$181B
$31.9M 0.03%
678,803
+59,277
+10% +$2.84M
XME icon
502
State Street SPDR S&P Metals & Mining ETF
XME
$4.08B
$31.9M 0.03%
870,825
-260,265
-23% -$9.43M
XLI icon
503
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$31.7M 0.03%
682,700
+645,200
+1,721% +$29.2M
CHK
504
DELISTED
Chesapeake Energy Corporation
CHK
$31.7M 0.03%
6,469
-268
-4% -$1.24M
SEP
505
DELISTED
Spectra Engy Parters Lp
SEP
$31.7M 0.03%
721,890
-11,660
-2% -$507K
EXC icon
506
Exelon
EXC
$48.5B
$31.7M 0.03%
1,498,020
+178,214
+14% +$3.9M
LNKD
507
DELISTED
LinkedIn Corporation
LNKD
$31.5M 0.03%
127,980
+53,111
+71% +$12M
BBBY
508
DELISTED
Bed Bath & Beyond Inc
BBBY
$31.4M 0.03%
406,413
+46,763
+13% +$3.5M
FXG icon
509
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$31.3M 0.03%
951,171
+155,551
+20% +$5.1M
ECL icon
510
Ecolab
ECL
$75.6B
$31.2M 0.03%
316,407
+87,959
+39% +$8.18M
MRO
511
DELISTED
Marathon Oil Corporation
MRO
$31.2M 0.03%
894,827
+301,519
+51% +$10.7M
MGK icon
512
Vanguard Mega Cap Growth ETF
MGK
$32.1B
$31.2M 0.03%
2,381,775
-646,555
-21% -$8.27M
PSEC icon
513
Prospect Capital
PSEC
$1.07B
$31.1M 0.03%
2,783,274
+339,312
+14% +$3.77M
GS icon
514
PUT
Goldman Sachs
GS
$315B
$31M 0.03%
196,200
-4,900
-2% -$789K
WPM icon
515
Wheaton Precious Metals
WPM
$50.8B
$31M 0.03%
1,252,821
-117,481
-9% -$2.79M
PSXP
516
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$31M 0.03%
+1,006,604
New +$31.7M
TFCF
517
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$31M 0.03%
+926,669
New +$29.2M
IWX icon
518
iShares Russell Top 200 Value ETF
IWX
$4.03B
$30.9M 0.03%
844,416
+68,945
+9% +$2.56M
ESV
519
DELISTED
Ensco Rowan plc
ESV
$30.8M 0.03%
143,109
+21,378
+18% +$4.9M
KYN icon
520
Kayne Anderson Energy Infrastructure Fund
KYN
$2.54B
$30.8M 0.03%
857,845
+131,077
+18% +$4.72M
ALXN
521
DELISTED
Alexion Pharmaceuticals
ALXN
$30.5M 0.03%
262,982
+69,041
+36% +$7.57M
BTT icon
522
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$30.5M 0.03%
1,678,001
+736,983
+78% +$13.4M
AMZN icon
523
PUT
Amazon
AMZN
$2.51T
$30.5M 0.03%
1,948,000
-3,364,600
-63% -$50.1M
AAP icon
524
Advance Auto Parts
AAP
$3.28B
$30.4M 0.03%
367,766
+77,042
+27% +$6.3M
CAM
525
CALL
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$30.4M 0.03%
520,800
+166,400
+47% +$9.91M
19 20
21
22 23

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
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BP
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UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.