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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$4.45B
Cap. Flow %
4.56%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,005

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.95%
2 Energy 9.74%
3 Healthcare 6.49%
4 Technology 6.03%
5 Financials 6.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SI
451
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$35.7M 0.04%
296,567
-5,505
-2% -$613K
FCX icon
452
PUT
Freeport-McMoran
FCX
$104B
$35.6M 0.04%
1,076,700
-335,700
-24% -$10.3M
DES icon
453
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$35.6M 0.04%
1,703,181
+212,214
+14% +$4.36M
KRE icon
454
State Street SPDR S&P Regional Banking ETF
KRE
$4.35B
$35.5M 0.04%
995,408
+567,823
+133% +$20.5M
VCR icon
455
Vanguard Consumer Discretionary ETF
VCR
$5.97B
$35.5M 0.04%
358,903
+18,136
+5% +$1.74M
WCRX
456
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
$35.5M 0.04%
1,546,265
-487,244
-24% -$10.3M
TD icon
457
Toronto Dominion Bank
TD
$199B
$35.4M 0.04%
787,314
-660,724
-46% -$28.1M
NFLX icon
458
PUT
Netflix
NFLX
$326B
$35.3M 0.04%
8,001,000
+84,000
+1% +$324K
CBI
459
DELISTED
Chicago Bridge & Iron Nv
CBI
$35.2M 0.04%
518,997
+88,619
+21% +$5.47M
XHB icon
460
State Street SPDR S&P Homebuilders ETF
XHB
$1.41B
$35.1M 0.04%
1,146,986
+346,555
+43% +$10.4M
CPA icon
461
CALL
Copa Holdings
CPA
$5.4B
$35.1M 0.04%
+252,800
New +$34.7M
DB icon
462
CALL
Deutsche Bank
DB
$77.7B
$35M 0.04%
896,126
+104,087
+13% +$4.01M
MCD icon
463
PUT
McDonald's
MCD
$181B
$35M 0.04%
363,300
+17,300
+5% +$1.69M
LVS icon
464
Las Vegas Sands
LVS
$28.7B
$34.8M 0.04%
524,424
-96,212
-16% -$5.58M
IBM icon
465
CALL
IBM
IBM
$221B
$34.6M 0.04%
195,393
+101,358
+108% +$18.4M
HPQ icon
466
CALL
HP
HPQ
$29.4B
$34.5M 0.04%
3,620,308
+986,716
+37% +$10.9M
BKNG icon
467
CALL
Booking.com
BKNG
$145B
$34.5M 0.04%
852,500
-127,500
-13% -$4.77M
VTRS icon
468
Viatris
VTRS
$19.4B
$34.4M 0.04%
901,311
+2,989
+0.3% +$105K
LMT icon
469
Lockheed Martin
LMT
$121B
$34.3M 0.04%
269,132
+10,588
+4% +$1.29M
XOP icon
470
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.12B
$34.3M 0.04%
130,068
-156,438
-55% -$39.3M
AMJ
471
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$34.1M 0.03%
765,672
-183,444
-19% -$8.44M
TBT icon
472
CALL
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$302M
$34.1M 0.03%
452,800
+232,200
+105% +$17.9M
APC
473
PUT
DELISTED
Anadarko Petroleum
APC
$34M 0.03%
366,100
-49,000
-12% -$4.46M
UUP icon
474
Invesco DB US Dollar Index Bullish Fund
UUP
$300M
$34M 0.03%
1,572,062
-343,349
-18% -$7.6M
JCI icon
475
Johnson Controls International
JCI
$87.8B
$33.9M 0.03%
779,176
+113,031
+17% +$4.79M
17 18
19
20 21

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $4.45B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 50% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,005 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.