UBS’s Deutsche Bank DB Stock Holding History

UBS’s Portfolio DB Stock Details DB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$94.1M	Buy	3,023,816 +1,028,705	+52%	+$31.9M	0.07%	289
2014 Q2	$62.7M	Buy	1,995,111 +196,230	+11%	+$7M	0.05%	369
2014 Q1	$68.7M	Buy	1,798,881 +1,286,376	+251%	+$52.5M	0.06%	308
2013 Q4	$21.1M	Sell	512,505 -383,621	-43%	-$15.5M	0.02%	775
2013 Q3	$35M	Buy	896,126 +104,087	+13%	+$4.01M	0.04%	464
2013 Q2	$28.3M	Buy	+792,039	New	+$30M	0.03%	494

Other funds holding DB

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Credit Agricole Montrouge Cedex, France $38.1B AUM

DekaBank Deutsche Girozentrale Frankfurt, Germany $60.6B AUM 23.27% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

UBS's DB Position: Q3 2014 in Review

UBS reduced its Deutsche Bank (DB) stake by 55% in Q3 2014, selling an estimated $170M and leaving 4,415,183 shares worth $137M. The position accounts for 0.1% of the portfolio, ranked #218.

UBS first reported a position in DB in Q2 2013 and has held it in 6 quarters since. The position peaked at $311M in Q2 2014. 162 funds tracked by Wall St. Rank hold DB as of Q3 2014.

UBS held 4,415,183 shares of Deutsche Bank worth $137M as of Q3 2014.
UBS sold 5,481,410 Deutsche Bank shares in Q3 2014, an estimated $170M.
Deutsche Bank made up 0.1% of UBS's portfolio in Q3 2014, its #218 holding.
UBS first reported a position in Deutsche Bank in Q2 2013 and has held it in 6 quarters since.
UBS's Deutsche Bank position peaked at $311M in Q2 2014.
162 funds tracked by Wall St. Rank held Deutsche Bank as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.