UBS’s ProShares Trust UltraShort Lehman 20+ Year Treasury TBT Stock Holding History

UBS’s Portfolio TBT Stock Details TBT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$5.15M	Buy	91,500 +19,700	+27%	+$1.15M	﹤0.01%	2001
2014 Q2	$4.36M	Sell	71,800 -75,200	-51%	-$4.79M	﹤0.01%	2086
2014 Q1	$9.93M	Sell	147,000 -157,000	-52%	-$11.2M	0.01%	1263
2013 Q4	$24.1M	Sell	304,000 -148,800	-33%	-$11.4M	0.02%	698
2013 Q3	$34.1M	Buy	452,800 +232,200	+105%	+$17.9M	0.03%	474
2013 Q2	$16M	Buy	+220,600	New	+$14.4M	0.02%	766

Other funds holding TBT

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

IWC

Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BOTW

Bank of the West Monterey Park, California $851M AUM 15.39% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BCM

BBT Capital Management Fort Worth, Texas $85.5M AUM 11.09% 1-Year Est. Return

UBS's TBT Position: Q3 2014 in Review

UBS reduced its ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) stake by 80% in Q3 2014, selling an estimated $5.95M and leaving 25,387 shares worth $1.43M. The position accounts for ﹤0.01% of the portfolio, ranked #3226.

UBS first reported a position in TBT in Q2 2013 and has held it in 6 quarters since. The position peaked at $11.8M in Q3 2013. 167 funds tracked by Wall St. Rank hold TBT as of Q3 2014.

UBS held 25,387 shares of ProShares Trust UltraShort Lehman 20+ Year Treasury worth $1.43M as of Q3 2014.
UBS sold 102,192 ProShares Trust UltraShort Lehman 20+ Year Treasury shares in Q3 2014, an estimated $5.95M.
ProShares Trust UltraShort Lehman 20+ Year Treasury made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3226 holding.
UBS first reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury in Q2 2013 and has held it in 6 quarters since.
UBS's ProShares Trust UltraShort Lehman 20+ Year Treasury position peaked at $11.8M in Q3 2013.
167 funds tracked by Wall St. Rank held ProShares Trust UltraShort Lehman 20+ Year Treasury as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.