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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTR
4476
DELISTED
Oppenheimer ADR Revenue ETF
RTR
$369K ﹤0.01%
9,770
-1,527
-14% -$55.3K
VNET
4477
VNET Group
VNET
$2.03B
$368K ﹤0.01%
22,329
-93,144
-81% -$1.29M
NNJ
4478
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$368K ﹤0.01%
27,360
+14,773
+117% +$198K
INVA icon
4479
Innoviva
INVA
$1.55B
$367K ﹤0.01%
11,139
-25,025
-69% -$778K
FNGN
4480
DELISTED
Financial Engines, Inc.
FNGN
$367K ﹤0.01%
6,178
+4,476
+263% +$238K
KOS icon
4481
PUT
Kosmos Energy
KOS
$1.57B
$366K ﹤0.01%
35,600
– –
NIE
4482
Virtus Equity & Convertible Income Fund
NIE
$717M
$366K ﹤0.01%
19,715
-10,611
-35% -$198K
CIR
4483
DELISTED
CIRCOR International, Inc
CIR
$366K ﹤0.01%
5,889
-8,431
-59% -$484K
APOL
4484
CALL
DELISTED
Apollo Education Group Inc Class A
APOL
$366K ﹤0.01%
17,600
-63,100
-78% -$1.22M
MEI icon
4485
Methode Electronics
MEI
$491M
$365K ﹤0.01%
13,044
+8,795
+207% +$186K
NBTB icon
4486
NBT Bancorp
NBTB
$2.76B
$365K ﹤0.01%
15,903
+2,215
+16% +$49.5K
AMTD
4487
CALL
DELISTED
TD Ameritrade Holding Corp
AMTD
$364K ﹤0.01%
13,900
-3,400
-20% -$90.4K
NXZ
4488
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$364K ﹤0.01%
28,048
+4,349
+18% +$55.8K
NPV icon
4489
Nuveen Virginia Quality Municipal Income Fund
NPV
$211M
$363K ﹤0.01%
29,145
+2,731
+10% +$34.6K
SWBI icon
4490
PUT
Smith & Wesson
SWBI
$654M
$363K ﹤0.01%
42,933
-28,882
-40% -$250K
PAYX icon
4491
PUT
Paychex
PAYX
$41.4B
$362K ﹤0.01%
8,900
-1,000
-10% -$39.5K
XOP icon
4492
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.6B
$362K ﹤0.01%
1,375
-750
-35% -$188K
CBA
4493
DELISTED
ClearBridge American Energy MLP
CBA
$362K ﹤0.01%
+19,247
New +$379K
CRT
4494
Cross Timbers Royalty Trust
CRT
$60.2M
$361K ﹤0.01%
12,316
– –
FT
4495
Franklin Universal Trust
FT
$199M
$360K ﹤0.01%
52,783
-496
-0.9% -$3.42K
MDYV icon
4496
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$360K ﹤0.01%
9,800
+568
+6% +$20.6K
SAA icon
4497
ProShares Ulta SmallCap600
SAA
$29.1M
$360K ﹤0.01%
+40,640
New +$337K
HIMX
4498
PUT
Himax Technologies
HIMX
$2.19B
$359K ﹤0.01%
35,900
+35,300
+5,883% +$251K
JPXN
4499
iShares JPX-Nikkei 400 ETF
JPXN
$134M
$359K ﹤0.01%
7,013
+1,260
+22% +$62.7K
PXD
4500
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$359K ﹤0.01%
1,900
-1,900
-50% -$323K
178 179
180
181 182

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.