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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKM icon
4401
SK Telecom
SKM
$12.2B
$394K ﹤0.01%
10,530
+565
+6% +$20.1K
SONC
4402
PUT
DELISTED
Sonic Corp
SONC
$394K ﹤0.01%
22,200
+6,000
+37% +$98.2K
CSH
4403
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$394K ﹤0.01%
19,188
-2,702
-12% -$53.8K
HTSI
4404
PUT
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
$394K ﹤0.01%
+8,000
New +$393K
RLI icon
4405
RLI Corp
RLI
$5.65B
$393K ﹤0.01%
18,000
+6,892
+62% +$141K
CB
4406
PUT
DELISTED
CHUBB CORPORATION
CB
$393K ﹤0.01%
4,400
+300
+7% +$26K
ECOM
4407
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$391K ﹤0.01%
10,686
+10,673
+82,100% +$281K
NWS icon
4408
News Corp Class B
NWS
$17B
$390K ﹤0.01%
+23,777
New +$384K
PKX icon
4409
CALL
POSCO
PKX
$16.1B
$390K ﹤0.01%
+5,300
New +$385K
SSNC icon
4410
SS&C Technologies
SSNC
$18.4B
$390K ﹤0.01%
20,444
+17,042
+501% +$309K
RSPU icon
4411
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$538M
$389K ﹤0.01%
12,570
-2,946
-19% -$93.2K
TUP
4412
CALL
DELISTED
Tupperware Brands Corporation
TUP
$389K ﹤0.01%
4,500
-7,900
-64% -$659K
FVL
4413
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$389K ﹤0.01%
23,315
+388
+2% +$6.32K
ASNA
4414
PUT
DELISTED
Ascena Retail Group, Inc.
ASNA
$389K ﹤0.01%
975
-245
-20% -$87.1K
FSL
4415
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
$389K ﹤0.01%
23,390
-38,322
-62% -$591K
HITT
4416
DELISTED
HITTITE MICROWAVE CORP
HITT
$389K ﹤0.01%
5,957
+901
+18% +$55.9K
EME icon
4417
Emcor
EME
$35.8B
$388K ﹤0.01%
9,899
+7,638
+338% +$309K
EDR
4418
DELISTED
Education Realty Trust Inc
EDR
$388K ﹤0.01%
14,194
-8,874
-38% -$252K
BGC icon
4419
BGC Group
BGC
$5.57B
$387K ﹤0.01%
106,771
-8,086
-7% -$31.1K
UDN icon
4420
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$387K ﹤0.01%
14,281
-12,304
-46% -$326K
AMCC
4421
DELISTED
Applied Micro Circuits Corporation New
AMCC
$387K ﹤0.01%
29,990
+20,412
+213% +$232K
ICI
4422
DELISTED
iPath Optimized Currency Carry ETN
ICI
$387K ﹤0.01%
8,782
+299
+4% +$12.9K
ANGI icon
4423
Angi Inc
ANGI
$224M
$386K ﹤0.01%
1,716
-3,365
-66% -$783K
CCJ icon
4424
PUT
Cameco
CCJ
$37.8B
$385K ﹤0.01%
21,300
-6,200
-23% -$124K
NML
4425
Neuberger Energy Infrastructure and Income Fund Inc
NML
$584M
$385K ﹤0.01%
20,500
+4,850
+31% +$94.1K
175 176
177
178 179

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.