UBS’s First TrustValue Line 100 Exchange-Traded FVL Stock Holding History

UBS’s Portfolio FVL Stock Details FVL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$144K	Sell	7,436 -3,800	-34%	-$76.9K	﹤0.01%	5545
2014 Q2	$229K	Sell	11,236 -11,477	-51%	-$224K	﹤0.01%	5010
2014 Q1	$438K	Sell	22,713 -1,763	-7%	-$32.9K	﹤0.01%	4379
2013 Q4	$452K	Buy	24,476 +1,161	+5%	+$20.4K	﹤0.01%	4454
2013 Q3	$389K	Buy	23,315 +388	+2%	+$6.32K	﹤0.01%	4432
2013 Q2	$350K	Buy	+22,927	New	+$347K	﹤0.01%	4480

Other funds holding FVL

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.55B AUM 20.5% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

FNBTCON

First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return

UBS's FVL Position: Q3 2014 in Review

UBS reduced its First TrustValue Line 100 Exchange-Traded (FVL) stake by 34% in Q3 2014, selling an estimated $76.9K and leaving 7,436 shares worth $144K. The position accounts for ﹤0.01% of the portfolio, ranked #5545.

UBS first reported a position in FVL in Q2 2013 and has held it in 6 quarters since. The position peaked at $452K in Q4 2013. 21 funds tracked by Wall St. Rank hold FVL as of Q3 2014.

UBS held 7,436 shares of First TrustValue Line 100 Exchange-Traded worth $144K as of Q3 2014.
UBS sold 3,800 First TrustValue Line 100 Exchange-Traded shares in Q3 2014, an estimated $76.9K.
First TrustValue Line 100 Exchange-Traded made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5545 holding.
UBS first reported a position in First TrustValue Line 100 Exchange-Traded in Q2 2013 and has held it in 6 quarters since.
UBS's First TrustValue Line 100 Exchange-Traded position peaked at $452K in Q4 2013.
21 funds tracked by Wall St. Rank held First TrustValue Line 100 Exchange-Traded as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.