We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPI icon
4376
CALL
Intrepid Potash
IPI
$474M
$400K ﹤0.01%
2,550
+1,360
+114% +$208K
CASC
4377
CALL
DELISTED
Cascadian Therapeutics, Inc.
CASC
$400K ﹤0.01%
32,383
-1,917
-6% -$20.2K
INVN
4378
CALL
DELISTED
Invensense Inc
INVN
$400K ﹤0.01%
22,700
+1,400
+7% +$23.6K
IFAS
4379
DELISTED
ISHARES ASIA DEVELOPED REAL ESTATE ETF
IFAS
$400K ﹤0.01%
11,611
-2,698
-19% -$89.3K
AEP icon
4380
PUT
American Electric Power
AEP
$69.5B
$399K ﹤0.01%
9,200
-4,700
-34% -$209K
ERH
4381
Allspring Utilities & High Income Fund
ERH
$104M
$399K ﹤0.01%
33,384
+16,191
+94% +$195K
FHI icon
4382
CALL
Federated Hermes
FHI
$4.51B
$399K ﹤0.01%
14,700
-99,400
-87% -$2.83M
IBB icon
4383
PUT
iShares Biotechnology ETF
IBB
$9.52B
$399K ﹤0.01%
5,700
-600
-10% -$39.3K
VIPS icon
4384
Vipshop
VIPS
$7.3B
$399K ﹤0.01%
70,260
+53,280
+314% +$229K
VWTR
4385
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$399K ﹤0.01%
18,433
+4,483
+32% +$98.7K
SKUL
4386
DELISTED
SKULLCANDY INC
SKUL
$399K ﹤0.01%
64,440
+64,240
+32,120% +$359K
HDGE icon
4387
AdvisorShares Ranger Equity Bear ETF
HDGE
$59.8M
$398K ﹤0.01%
2,774
-6,803
-71% -$1.03M
XRX icon
4388
CALL
Xerox
XRX
$456M
$398K ﹤0.01%
14,687
-683
-4% -$17.9K
DRIV
4389
DELISTED
DIGITAL RIVER INC.
DRIV
$398K ﹤0.01%
22,267
+11,482
+106% +$208K
EPS icon
4390
WisdomTree US LargeCap Fund
EPS
$1.58B
$397K ﹤0.01%
20,307
+7,599
+60% +$148K
HALO icon
4391
CALL
Halozyme
HALO
$9.88B
$396K ﹤0.01%
35,900
-23,000
-39% -$192K
ITGR icon
4392
Integer Holdings
ITGR
$3.42B
$396K ﹤0.01%
12,787
+11,235
+724% +$364K
HIS
4393
DELISTED
BLACKROCK HIGH INCM SHS SHS BEN INT
HIS
$396K ﹤0.01%
190,534
+2,223
+1% +$4.57K
AGQ icon
4394
CALL
ProShares Ultra Silver
AGQ
$1.2B
$395K ﹤0.01%
4,925
+4,075
+479% +$328K
TNA icon
4395
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.32B
$395K ﹤0.01%
12,596
-58,026
-82% -$1.66M
UNF icon
4396
Unifirst Corp
UNF
$5.31B
$395K ﹤0.01%
3,787
-9,405
-71% -$929K
OUTR
4397
CALL
DELISTED
OUTERWALL INC
OUTR
$395K ﹤0.01%
7,900
+4,500
+132% +$265K
PLTM
4398
DELISTED
FIRST TRUST ISE GLOBAL PLATINUM INDEX FD
PLTM
$395K ﹤0.01%
+30,748
New +$380K
ALLT icon
4399
Allot
ALLT
$367M
$394K ﹤0.01%
31,122
+11,349
+57% +$151K
GTLS
4400
PUT
DELISTED
Chart Industries
GTLS
$394K ﹤0.01%
3,200
+2,300
+256% +$259K
174 175
176
177 178

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.