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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TG icon
4276
Tredegar Corp
TG
$262M
$434K ﹤0.01%
16,692
+6,037
+57% +$158K
UNXL
4277
DELISTED
Uni-Pixel, Inc.
UNXL
$434K ﹤0.01%
24,497
+1,652
+7% +$26.3K
PCRX icon
4278
CALL
Pacira BioSciences
PCRX
$1.06B
$433K ﹤0.01%
9,000
+8,800
+4,400% +$321K
MLNX
4279
CALL
DELISTED
Mellanox Technologies, Ltd.
MLNX
$433K ﹤0.01%
11,400
+10,300
+936% +$440K
ORIT
4280
DELISTED
Oritani Financial Corp. New
ORIT
$433K ﹤0.01%
26,291
+4,658
+22% +$75.2K
MDVN
4281
PUT
DELISTED
MEDIVATION, INC.
MDVN
$432K ﹤0.01%
14,400
+8,000
+125% +$228K
CODI icon
4282
Compass Diversified
CODI
$756M
$431K ﹤0.01%
24,177
-40,833
-63% -$726K
BWP
4283
CALL
DELISTED
Boardwalk Pipeline Partners
BWP
$431K ﹤0.01%
14,200
+12,500
+735% +$383K
EUFN icon
4284
iShares MSCI Europe Financials ETF
EUFN
$4.14B
$430K ﹤0.01%
18,884
+5,031
+36% +$110K
MDY icon
4285
CALL
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$430K ﹤0.01%
1,900
-1,600
-46% -$356K
GK
4286
DELISTED
G&K Services Inc
GK
$430K ﹤0.01%
7,111
-5,376
-43% -$289K
RFMD
4287
PUT
DELISTED
RF MICRO DEVICES INC
RFMD
$430K ﹤0.01%
76,200
+48,000
+170% +$252K
IEF icon
4288
PUT
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$429K ﹤0.01%
4,200
+3,700
+740% +$374K
PMT
4289
CALL
PennyMac Mortgage Investment
PMT
$812M
$429K ﹤0.01%
18,900
+2,200
+13% +$48.1K
NSR
4290
DELISTED
Neustar Inc
NSR
$429K ﹤0.01%
8,665
-30,349
-78% -$1.58M
ALGN icon
4291
CALL
Align Technology
ALGN
$12.4B
$428K ﹤0.01%
8,900
-1,400
-14% -$61.1K
HTBK
4292
DELISTED
Heritage Commerce
HTBK
$428K ﹤0.01%
56,068
-5,018
-8% -$36.3K
ORBC
4293
DELISTED
ORBCOMM, Inc.
ORBC
$428K ﹤0.01%
81,685
-4,537
-5% -$22K
CDE icon
4294
PUT
Coeur Mining
CDE
$15.9B
$427K ﹤0.01%
35,400
-900
-2% -$12.3K
PSI icon
4295
Invesco Semiconductors ETF
PSI
$2.27B
$427K ﹤0.01%
74,061
+1,815
+3% +$10.1K
AYN
4296
DELISTED
Alliance New York Income Fund
AYN
$427K ﹤0.01%
35,242
+760
+2% +$9.06K
MWW
4297
DELISTED
Monster Worldwide Inc
MWW
$427K ﹤0.01%
96,639
-1,270
-1% -$6.23K
SIAL
4298
CALL
DELISTED
SIGMA - ALDRICH CORP
SIAL
$426K ﹤0.01%
5,000
-3,300
-40% -$278K
MERU
4299
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
$426K ﹤0.01%
130,360
+7,126
+6% +$27.7K
BG icon
4300
CALL
Bunge Global
BG
$20.2B
$425K ﹤0.01%
5,600
-500
-8% -$37.9K
170 171
172
173 174

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.