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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$4.45B
Cap. Flow %
4.56%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,005

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.95%
2 Energy 9.74%
3 Healthcare 6.49%
4 Technology 6.03%
5 Financials 6.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
401
DELISTED
Kellanova
K
$40.8M 0.04%
739,185
+115,379
+18% +$6.88M
OPEN
402
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
$40.7M 0.04%
581,750
+550,476
+1,760% +$38.5M
EA
403
DELISTED
Electronic Arts
EA
$40.7M 0.04%
1,593,014
+506,384
+47% +$13.1M
BP icon
404
CALL
BP
BP
$113B
$40.5M 0.04%
1,176,824
-860,062
-42% -$29.5M
PX
405
DELISTED
Praxair Inc
PX
$40.4M 0.04%
336,413
+29,959
+10% +$3.56M
DFS
406
DELISTED
Discover Financial Services
DFS
$40M 0.04%
791,422
+366,516
+86% +$18.3M
BIV icon
407
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$39.9M 0.04%
478,003
-53,361
-10% -$4.42M
SHM icon
408
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.52B
$39.9M 0.04%
823,497
+56,636
+7% +$2.73M
MFIC icon
409
MidCap Financial Investment
MFIC
$792M
$39.5M 0.04%
1,613,567
+265,614
+20% +$6.45M
LINE
410
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$39.4M 0.04%
1,519,469
-317,988
-17% -$8.23M
XOP icon
411
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.12B
$39.3M 0.04%
149,350
-1,025
-0.7% -$257K
DLN icon
412
WisdomTree US LargeCap Dividend Fund
DLN
$6.36B
$39.2M 0.04%
1,280,616
-86,330
-6% -$2.66M
MU icon
413
Micron Technology
MU
$1.15T
$39.1M 0.04%
2,239,500
+521,948
+30% +$7.57M
HYD icon
414
VanEck High Yield Muni ETF
HYD
$4.26B
$38.9M 0.04%
665,391
-158,217
-19% -$9.25M
BA icon
415
PUT
Boeing
BA
$168B
$38.9M 0.04%
330,900
-17,300
-5% -$1.86M
PBR icon
416
Petrobras
PBR
$130B
$38.8M 0.04%
2,504,854
-173,508
-6% -$2.47M
XLE icon
417
CALL
State Street Energy Select Sector SPDR ETF
XLE
$42.2B
$38.8M 0.04%
935,600
-650,000
-41% -$26.8M
FNX icon
418
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$38.7M 0.04%
843,363
+12,744
+2% +$570K
HYS icon
419
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
$38.6M 0.04%
367,944
-6,739
-2% -$704K
XLF icon
420
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55B
$38.5M 0.04%
2,205,273
-2,688,954
-55% -$47.7M
COF icon
421
Capital One
COF
$135B
$38.5M 0.04%
560,336
+400,747
+251% +$27M
BLK icon
422
Blackrock
BLK
$174B
$38.4M 0.04%
142,055
-3,837
-3% -$1.04M
BIDU icon
423
PUT
Baidu
BIDU
$33.7B
$38.4M 0.04%
247,500
+153,400
+163% +$19.8M
PSE
424
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
$38.4M 0.04%
868,273
-526,833
-38% -$21M
PBR.A icon
425
CALL
Petrobras Class A
PBR.A
$118B
$38.4M 0.04%
2,295,000
– –
15 16
17
18 19

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $4.45B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 50% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,005 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.