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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXP
4201
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$548K ﹤0.01%
+21,912
New +$508K
LGND icon
4202
Ligand Pharmaceuticals
LGND
$5.94B
$547K ﹤0.01%
16,665
+1,191
+8% +$38.8K
CMBS icon
4203
iShares CMBS ETF
CMBS
$473M
$546K ﹤0.01%
10,705
-1,290
-11% -$66.2K
EPS icon
4204
WisdomTree US LargeCap Fund
EPS
$1.58B
$546K ﹤0.01%
25,413
+5,106
+25% +$105K
MRVL icon
4205
PUT
Marvell Technology
MRVL
$165B
$546K ﹤0.01%
38,000
-400
-1% -$5.15K
NOG icon
4206
Northern Oil and Gas
NOG
$2.27B
$546K ﹤0.01%
3,623
-518
-13% -$82.1K
QDEL icon
4207
QuidelOrtho
QDEL
$1.13B
$546K ﹤0.01%
17,673
+2,311
+15% +$59.3K
VGLT icon
4208
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$546K ﹤0.01%
8,528
-6,151
-42% -$405K
NRO
4209
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$545K ﹤0.01%
131,717
+95,296
+262% +$408K
SMH icon
4210
VanEck Semiconductor ETF
SMH
$65B
$545K ﹤0.01%
25,702
-511,020
-95% -$10.5M
AFK icon
4211
VanEck Africa Index ETF
AFK
$99.1M
$544K ﹤0.01%
17,602
+12,030
+216% +$373K
AVK
4212
Advent Convertible and Income Fund
AVK
$543M
$544K ﹤0.01%
30,164
-2,831
-9% -$49.4K
PAY
4213
CALL
DELISTED
Verifone Systems Inc
PAY
$544K ﹤0.01%
20,300
+400
+2% +$9.56K
DEO icon
4214
PUT
Diageo
DEO
$49.5B
$543K ﹤0.01%
4,100
+1,700
+71% +$217K
FL
4215
CALL
DELISTED
Foot Locker
FL
$543K ﹤0.01%
13,100
-6,400
-33% -$234K
MTOR
4216
PUT
DELISTED
MERITOR, Inc.
MTOR
$542K ﹤0.01%
52,000
+51,300
+7,329% +$401K
ZQK
4217
DELISTED
QUICKSILVER,INC.
ZQK
$542K ﹤0.01%
61,823
+11,969
+24% +$96.9K
IOC
4218
CALL
DELISTED
Interoil Corporation
IOC
$541K ﹤0.01%
10,500
+5,200
+98% +$360K
AWI icon
4219
Armstrong World Industries
AWI
$7.37B
$540K ﹤0.01%
9,370
+17
+0.2% +$912
SOCL icon
4220
Global X Social Media ETF
SOCL
$91.9M
$540K ﹤0.01%
25,471
+1,947
+8% +$38.7K
DRYS
4221
CALL
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
MUS
4222
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$538K ﹤0.01%
45,394
-428
-0.9% -$5.1K
BC icon
4223
Brunswick
BC
$5.18B
$535K ﹤0.01%
11,632
+6,359
+121% +$283K
PHYS icon
4224
Sprott Physical Gold
PHYS
$14.8B
$535K ﹤0.01%
53,742
+10,468
+24% +$110K
VMO icon
4225
Invesco Municipal Opportunity Trust
VMO
$654M
$535K ﹤0.01%
45,645
+2,338
+5% +$26.9K
167 168
169
170 171

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.