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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHB icon
4151
Schwab US Broad Market ETF
SCHB
$43B
$487K ﹤0.01%
71,112
– –
KOF icon
4152
Coca-Cola Femsa
KOF
$22.9B
$486K ﹤0.01%
3,864
-621
-14% -$85.3K
YPF icon
4153
YPF
YPF
$20.4B
$486K ﹤0.01%
24,162
-17,224
-42% -$295K
CCOI icon
4154
Cogent Communications
CCOI
$663M
$485K ﹤0.01%
15,035
-40,897
-73% -$1.26M
CLDX icon
4155
PUT
Celldex Therapeutics
CLDX
$3.02B
$485K ﹤0.01%
913
+820
+882% +$281K
TRIP icon
4156
PUT
TripAdvisor
TRIP
$1.65B
$485K ﹤0.01%
6,400
+200
+3% +$14.2K
UIS.PRA
4157
DELISTED
UNISYS CORP 6.25% MANDATORY CNV PFD
UIS.PRA
$485K ﹤0.01%
7,008
-936
-12% -$64.9K
CBM
4158
DELISTED
Cambrex Corporation
CBM
$484K ﹤0.01%
36,641
-323
-0.9% -$4.57K
DTV
4159
PUT
DELISTED
DIRECTV COM STK (DE)
DTV
$484K ﹤0.01%
8,100
-7,000
-46% -$431K
SPXU icon
4160
CALL
ProShares UltraPro Short S&P 500
SPXU
$414M
$483K ﹤0.01%
15
-3
-17% -$102K
VAC icon
4161
Marriott Vacations Worldwide
VAC
$3.35B
$483K ﹤0.01%
10,974
+6,290
+134% +$280K
FAD icon
4162
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$560M
$482K ﹤0.01%
11,779
+980
+9% +$38.9K
FXE icon
4163
CALL
Invesco CurrencyShares Euro Currency Trust
FXE
$346M
$482K ﹤0.01%
3,600
-49,000
-93% -$6.43M
XRX icon
4164
PUT
Xerox
XRX
$456M
$482K ﹤0.01%
17,761
+5,617
+46% +$148K
GHL
4165
DELISTED
Greenhill & Co., Inc.
GHL
$482K ﹤0.01%
9,672
-5,378
-36% -$265K
DXCM icon
4166
DexCom
DXCM
$28.8B
$480K ﹤0.01%
68,032
+12,352
+22% +$78.3K
OIH icon
4167
CALL
VanEck Oil Services ETF
OIH
$2.01B
$480K ﹤0.01%
510
-180
-26% -$165K
VRTS icon
4168
Virtus Investment Partners
VRTS
$1.09B
$480K ﹤0.01%
2,952
-3,792
-56% -$685K
NYT icon
4169
New York Times
NYT
$12.3B
$478K ﹤0.01%
38,061
-69,671
-65% -$825K
PII icon
4170
CALL
Polaris
PII
$3.88B
$478K ﹤0.01%
3,700
+2,100
+131% +$236K
PHYS icon
4171
Sprott Physical Gold
PHYS
$14.8B
$477K ﹤0.01%
43,274
+199
+0.5% +$2.21K
TS icon
4172
CALL
Tenaris
TS
$28.6B
$477K ﹤0.01%
10,200
+9,200
+920% +$417K
VTRS icon
4173
PUT
Viatris
VTRS
$20.7B
$477K ﹤0.01%
12,500
+7,500
+150% +$264K
TAL
4174
CALL
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$477K ﹤0.01%
10,200
-14,500
-59% -$626K
CHIX
4175
DELISTED
Global X MSCI China Financials ETF
CHIX
$476K ﹤0.01%
37,268
+36,547
+5,069% +$450K
165 166
167
168 169

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.