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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXB icon
4126
PUT
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.8M
$495K ﹤0.01%
3,100
-600
-16% -$91.9K
SPXL icon
4127
CALL
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.59B
$495K ﹤0.01%
41,200
+24,400
+145% +$288K
ESI
4128
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$495K ﹤0.01%
15,976
-13,773
-46% -$388K
BLT
4129
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
$495K ﹤0.01%
40,898
+5,476
+15% +$67K
NWE icon
4130
NorthWestern Energy
NWE
$4.29B
$494K ﹤0.01%
11,006
+8,843
+409% +$370K
TXI
4131
DELISTED
TEXAS INDUSTRIES INC
TXI
$494K ﹤0.01%
7,458
-2,202
-23% -$138K
KDN
4132
DELISTED
KAYDON CORP
KDN
$494K ﹤0.01%
13,908
-39,953
-74% -$1.23M
GRMN
4133
PUT
Garmin
GRMN
$57.4B
$493K ﹤0.01%
10,900
+3,600
+49% +$143K
BIG
4134
PUT
DELISTED
Big Lots, Inc.
BIG
$493K ﹤0.01%
13,300
+3,100
+30% +$110K
CRS icon
4135
Carpenter Technology
CRS
$25B
$492K ﹤0.01%
8,456
-3,071
-27% -$164K
KR icon
4136
CALL
Kroger
KR
$35.4B
$492K ﹤0.01%
24,400
-8,000
-25% -$154K
EQU
4137
DELISTED
EQUAL ENERGY LTD COM
EQU
$492K ﹤0.01%
104,485
-1,288
-1% -$5.72K
SHPG
4138
CALL
DELISTED
Shire pic
SHPG
$492K ﹤0.01%
+4,100
New +$453K
WBS icon
4139
Webster Financial
WBS
$12.5B
$491K ﹤0.01%
19,218
+2,502
+15% +$66.6K
IMMU
4140
PUT
DELISTED
Immunomedics Inc
IMMU
$491K ﹤0.01%
79,200
+3,000
+4% +$17.3K
BTO
4141
John Hancock Financial Opportunities Fund
BTO
$806M
$490K ﹤0.01%
22,818
+10,726
+89% +$243K
SSO icon
4142
ProShares Ultra S&P500
SSO
$7.76B
$490K ﹤0.01%
92,656
+64,352
+227% +$337K
VSI
4143
DELISTED
Vitamin Shoppe Inc.
VSI
$489K ﹤0.01%
11,177
+341
+3% +$15.1K
MTL
4144
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$489K ﹤0.01%
76,181
+53,637
+238% +$335K
PHII
4145
DELISTED
PHI, Inc.
PHII
$489K ﹤0.01%
+13,356
New +$479K
MCY icon
4146
CALL
Mercury Insurance
MCY
$5.91B
$488K ﹤0.01%
+10,100
New +$456K
TBBK icon
4147
The Bancorp
TBBK
$2.7B
$488K ﹤0.01%
27,565
+15,671
+132% +$254K
TDC icon
4148
CALL
Teradata
TDC
$2.88B
$488K ﹤0.01%
8,800
-5,600
-39% -$329K
AAV
4149
DELISTED
Advantage Oil & Gas Ltd
AAV
$488K ﹤0.01%
127,538
-150,564
-54% -$572K
MTRN icon
4150
Materion
MTRN
$4.33B
$487K ﹤0.01%
15,198
+1,870
+14% +$57.1K
164 165
166
167 168

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.