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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVBD
3976
CALL
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$568K ﹤0.01%
38,900
+30,400
+358% +$487K
MUS
3977
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$568K ﹤0.01%
45,822
+13,976
+44% +$167K
CAG icon
3978
CALL
Conagra Brands
CAG
$7.19B
$567K ﹤0.01%
24,030
-15,548
-39% -$419K
EZPW icon
3979
Ezcorp Inc
EZPW
$1.79B
$567K ﹤0.01%
33,610
+8,160
+32% +$146K
HIFS icon
3980
Hingham Institution for Saving
HIFS
$622M
$567K ﹤0.01%
8,109
+194
+2% +$13.5K
ORBK
3981
DELISTED
Orbotech Ltd
ORBK
$567K ﹤0.01%
47,265
+45,091
+2,074% +$551K
RCS
3982
PIMCO Strategic Income Fund
RCS
$243M
$566K ﹤0.01%
54,387
-4,097
-7% -$42.8K
AVP
3983
PUT
DELISTED
Avon Products, Inc.
AVP
$566K ﹤0.01%
27,500
-1,700
-6% -$36.4K
AVK
3984
Advent Convertible and Income Fund
AVK
$543M
$565K ﹤0.01%
32,995
-2,248
-6% -$38.2K
TDY icon
3985
Teledyne Technologies
TDY
$30.1B
$564K ﹤0.01%
6,639
+3,636
+121% +$295K
TK icon
3986
Teekay
TK
$983M
$564K ﹤0.01%
13,189
-4,241
-24% -$171K
HTSI
3987
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
$563K ﹤0.01%
11,437
-20,320
-64% -$999K
SPRD
3988
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
$563K ﹤0.01%
18,475
-28,529
-61% -$845K
DISH
3989
CALL
DELISTED
DISH Network Corp.
DISH
$563K ﹤0.01%
12,500
-4,200
-25% -$189K
APO icon
3990
PUT
Apollo Global Management
APO
$69.3B
$562K ﹤0.01%
19,900
+17,600
+765% +$472K
IPG
3991
PUT
DELISTED
Interpublic Group of Companies
IPG
$562K ﹤0.01%
32,700
+32,300
+8,075% +$521K
JWN
3992
PUT
DELISTED
Nordstrom
JWN
$562K ﹤0.01%
10,000
+1,000
+11% +$59.1K
VSH icon
3993
Vishay Intertechnology
VSH
$5.18B
$561K ﹤0.01%
43,490
+7,381
+20% +$101K
MLM icon
3994
Martin Marietta Materials
MLM
$32.4B
$560K ﹤0.01%
5,707
-16,705
-75% -$1.66M
EUO icon
3995
ProShares UltraShort Euro
EUO
$34.7M
$559K ﹤0.01%
31,504
-43,463
-58% -$805K
AB icon
3996
AllianceBernstein
AB
$3.43B
$558K ﹤0.01%
28,093
+175
+0.6% +$3.62K
NTI
3997
CALL
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$558K ﹤0.01%
28,300
-22,800
-45% -$506K
AIA icon
3998
iShares Asia 50 ETF
AIA
$4.53B
$557K ﹤0.01%
11,981
-13,883
-54% -$621K
TNK icon
3999
Teekay Tankers
TNK
$2.68B
$557K ﹤0.01%
26,552
-4,732
-15% -$104K
GGE
4000
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$557K ﹤0.01%
31,133
-4,541
-13% -$81.1K
158 159
160
161 162

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.