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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
3851
CALL
Tyson Foods
TSN
$21.5B
$631K ﹤0.01%
22,300
-10,400
-32% -$301K
BGY icon
3852
BlackRock Enhanced International Dividend Trust
BGY
$509M
$630K ﹤0.01%
81,779
-5,677
-6% -$43.4K
LM
3853
CALL
DELISTED
Legg Mason, Inc.
LM
$629K ﹤0.01%
18,800
-8,800
-32% -$295K
CTB
3854
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
$628K ﹤0.01%
20,400
+4,300
+27% +$140K
ALNY icon
3855
PUT
Alnylam Pharmaceuticals
ALNY
$38.3B
$627K ﹤0.01%
+9,800
New +$488K
EARN
3856
Ellington Residential Mortgage REIT
EARN
$166M
$627K ﹤0.01%
40,787
+9,587
+31% +$147K
EGO icon
3857
CALL
Eldorado Gold
EGO
$8.33B
$627K ﹤0.01%
18,680
+16,180
+647% +$614K
MTBL
3858
CALL
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$626K ﹤0.01%
123,867
-152,666
-55% -$785K
EOD
3859
Allspring Global Dividend Opportunity Fund
EOD
$273M
$625K ﹤0.01%
86,374
+15,781
+22% +$118K
RTN
3860
CALL
DELISTED
Raytheon Company
RTN
$624K ﹤0.01%
8,100
-52,300
-87% -$3.88M
RYL
3861
CALL
DELISTED
RYLAND GROUP INC
RYL
$624K ﹤0.01%
15,400
-12,500
-45% -$481K
RSPN icon
3862
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$623K ﹤0.01%
42,930
-51,825
-55% -$732K
TT icon
3863
PUT
Trane Technologies
TT
$98.8B
$623K ﹤0.01%
12,019
+1,502
+14% +$73.6K
KSU
3864
PUT
DELISTED
Kansas City Southern
KSU
$623K ﹤0.01%
5,700
-700
-11% -$77K
CAA
3865
CALL
DELISTED
CalAtlantic Group, Inc.
CAA
$623K ﹤0.01%
15,740
-940
-6% -$37.2K
GML
3866
DELISTED
SPDR S&P Emerging Latin America ETF
GML
$622K ﹤0.01%
9,731
-14,412
-60% -$890K
WLT
3867
PUT
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$622K ﹤0.01%
44,300
+7,000
+19% +$88.9K
TEF
3868
PUT
DELISTED
Telefonica
TEF
$621K ﹤0.01%
54,649
+32,844
+151% +$339K
ALGN icon
3869
Align Technology
ALGN
$12.9B
$620K ﹤0.01%
12,884
+1,558
+14% +$68K
PDS
3870
Precision Drilling
PDS
$940M
$620K ﹤0.01%
3,127
-588
-16% -$117K
BRC icon
3871
Brady Corp
BRC
$4.46B
$619K ﹤0.01%
20,306
+15,940
+365% +$524K
CMBS icon
3872
iShares CMBS ETF
CMBS
$473M
$619K ﹤0.01%
11,995
+628
+6% +$32K
DTRE icon
3873
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.9M
$619K ﹤0.01%
15,498
-5,756
-27% -$228K
PWZ icon
3874
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.14B
$619K ﹤0.01%
26,718
-38,902
-59% -$900K
IBKC
3875
DELISTED
IBERIABANK Corp
IBKC
$619K ﹤0.01%
11,922
+432
+4% +$24K
153 154
155
156 157

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.