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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTO
3826
John Hancock Financial Opportunities Fund
BTO
$808M
$761K ﹤0.01%
32,296
+9,478
+42% +$212K
MCHX icon
3827
Marchex
MCHX
$78M
$761K ﹤0.01%
88,006
-2,267
-3% -$19.6K
EQU
3828
DELISTED
EQUAL ENERGY LTD COM
EQU
$761K ﹤0.01%
142,440
+37,955
+36% +$187K
PFL
3829
PIMCO Income Strategy Fund
PFL
$382M
$760K ﹤0.01%
67,190
-192,270
-74% -$2.22M
MCHB
3830
Mechanics Bancorp
MCHB
$3.65B
$759K ﹤0.01%
37,941
+11,260
+42% +$223K
HZNP
3831
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$759K ﹤0.01%
99,643
+92,092
+1,220% +$497K
NVO
3832
CALL
Novo Nordisk
NVO
$228B
$758K ﹤0.01%
41,000
-3,000
-7% -$52.3K
BME icon
3833
BlackRock Health Sciences Trust
BME
$569M
$756K ﹤0.01%
21,345
+1,777
+9% +$59.8K
VMM
3834
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$756K ﹤0.01%
61,346
-18,350
-23% -$229K
VNQ icon
3835
CALL
Vanguard Real Estate ETF
VNQ
$39.9B
$755K ﹤0.01%
11,700
+200
+2% +$13.4K
MCF
3836
DELISTED
Contango Oil & Gas Co.
MCF
$754K ﹤0.01%
15,946
-3,804
-19% -$167K
BJZ
3837
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$754K ﹤0.01%
47,767
-1,335
-3% -$20.9K
PSA icon
3838
CALL
Public Storage
PSA
$61.5B
$753K ﹤0.01%
5,000
+4,700
+1,567% +$751K
AEGR
3839
DELISTED
Aegerion Pharmaceuticals
AEGR
$753K ﹤0.01%
10,615
-16,521
-61% -$1.26M
PAI
3840
Western Asset Investment Grade Income Fund
PAI
$113M
$752K ﹤0.01%
57,048
-5,401
-9% -$69.5K
DY icon
3841
Dycom Industries
DY
$11.2B
$751K ﹤0.01%
27,053
-6,573
-20% -$188K
RSPF icon
3842
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$751K ﹤0.01%
27,122
+4,349
+19% +$116K
KKD
3843
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$751K ﹤0.01%
38,966
+29,588
+316% +$668K
SIX
3844
DELISTED
Six Flags Entertainment Corp.
SIX
$750K ﹤0.01%
20,372
-20,654
-50% -$744K
ACLS icon
3845
Axcelis
ACLS
$3.44B
$749K ﹤0.01%
76,758
+2,040
+3% +$18.5K
CSV icon
3846
Carriage Services
CSV
$647M
$749K ﹤0.01%
38,334
+26,679
+229% +$507K
NLY icon
3847
CALL
Annaly Capital Management
NLY
$17.3B
$749K ﹤0.01%
18,775
+14,425
+332% +$626K
IQI icon
3848
Invesco Quality Municipal Securities
IQI
$526M
$748K ﹤0.01%
67,308
+9,075
+16% +$102K
NBR icon
3849
PUT
Nabors Industries
NBR
$1.17B
$748K ﹤0.01%
880
+414
+89% +$351K
BWP
3850
PUT
DELISTED
Boardwalk Pipeline Partners
BWP
$748K ﹤0.01%
29,300
+28,800
+5,760% +$804K
152 153
154
155 156

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.