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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TY icon
3801
TRI-Continental Corp
TY
$1.84B
$658K ﹤0.01%
35,909
+9,105
+34% +$168K
SRCL
3802
CALL
DELISTED
Stericycle Inc
SRCL
$658K ﹤0.01%
5,700
+900
+19% +$104K
ASH icon
3803
PUT
Ashland
ASH
$3.34B
$657K ﹤0.01%
+14,512
New +$626K
MCHX icon
3804
Marchex
MCHX
$78M
$657K ﹤0.01%
90,273
+7,514
+9% +$50.1K
ITIP
3805
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
$657K ﹤0.01%
14,104
-1,663
-11% -$76.2K
MWE
3806
PUT
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$657K ﹤0.01%
9,100
+8,600
+1,720% +$589K
A icon
3807
PUT
Agilent Technologies
A
$39.6B
$656K ﹤0.01%
17,894
-65,846
-79% -$2.22M
JCI icon
3808
PUT
Johnson Controls International
JCI
$85.1B
$656K ﹤0.01%
15,089
-29,318
-66% -$1.24M
UGL icon
3809
CALL
ProShares Ultra Gold
UGL
$649M
$656K ﹤0.01%
51,600
-10,000
-16% -$129K
NQJ
3810
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$655K ﹤0.01%
50,852
+6,603
+15% +$84.8K
GLV
3811
Clough Global Dividend & Income Fund
GLV
$77.6M
$654K ﹤0.01%
42,909
+2,947
+7% +$44.7K
RF icon
3812
PUT
Regions Financial
RF
$26.4B
$654K ﹤0.01%
70,600
+1,600
+2% +$15.7K
DBA icon
3813
CALL
Invesco DB Agriculture Fund
DBA
$1.23B
$652K ﹤0.01%
25,800
+18,700
+263% +$468K
GAB icon
3814
Gabelli Equity Trust
GAB
$1.73B
$651K ﹤0.01%
102,245
+27,922
+38% +$180K
JOE icon
3815
St. Joe Company
JOE
$3.55B
$651K ﹤0.01%
33,183
-135,967
-80% -$2.86M
MEN
3816
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$651K ﹤0.01%
61,246
-2,650
-4% -$28.2K
MGAM
3817
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$651K ﹤0.01%
18,849
+18,449
+4,612% +$630K
RSPS icon
3818
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$650K ﹤0.01%
39,110
+545
+1% +$9.2K
TAI
3819
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$650K ﹤0.01%
31,853
+13,402
+73% +$273K
LTC
3820
LTC Properties
LTC
$2.13B
$648K ﹤0.01%
17,064
-4,157
-20% -$158K
SHLD
3821
CALL
DELISTED
Sears Holding Corporation
SHLD
$648K ﹤0.01%
14,442
+11,660
+419% +$413K
ASEI
3822
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
$648K ﹤0.01%
10,753
+2,203
+26% +$130K
RDWR icon
3823
PUT
Radware
RDWR
$983M
$647K ﹤0.01%
46,400
-310,400
-87% -$4.51M
CNSL
3824
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$647K ﹤0.01%
37,545
-68,396
-65% -$1.19M
BSJH
3825
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
$647K ﹤0.01%
24,268
+9,552
+65% +$254K
151 152
153
154 155

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.