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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOFO
3701
DELISTED
Sonic Foundry, Inc. Common Stock
SOFO
$844K ﹤0.01%
86,836
+47
+0.1% +$456
VTLE
3702
DELISTED
Vital Energy
VTLE
$843K ﹤0.01%
1,522
+353
+30% +$207K
MAT icon
3703
CALL
Mattel
MAT
$4.47B
$842K ﹤0.01%
17,700
-1,700
-9% -$75.8K
NI icon
3704
CALL
NiSource
NI
$21.5B
$842K ﹤0.01%
65,152
+62,098
+2,033% +$770K
OLED icon
3705
CALL
Universal Display
OLED
$3.75B
$842K ﹤0.01%
24,500
+9,900
+68% +$330K
TRV icon
3706
PUT
Travelers Companies
TRV
$81.1B
$842K ﹤0.01%
9,300
-1,200
-11% -$105K
AZPN
3707
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$842K ﹤0.01%
20,143
+20,091
+38,637% +$840K
IDCC icon
3708
InterDigital
IDCC
$6.75B
$841K ﹤0.01%
28,515
+3,389
+13% +$115K
ARNA
3709
PUT
DELISTED
Arena Pharmaceuticals Inc
ARNA
$841K ﹤0.01%
14,370
-40
-0.3% -$2.09K
PWY
3710
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$841K ﹤0.01%
33,832
-1,797
-5% -$44.7K
GLP icon
3711
Global Partners
GLP
$1.65B
$840K ﹤0.01%
23,741
+2,827
+14% +$97.8K
MYJ
3712
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$839K ﹤0.01%
61,389
+38,514
+168% +$519K
LKM
3713
CALL
DELISTED
Link Motion Inc.
LKM
$839K ﹤0.01%
57,100
-7,600
-12% -$113K
CPWR
3714
DELISTED
COMPUWARE CORP
CPWR
$839K ﹤0.01%
77,874
+64,055
+464% +$669K
PODD icon
3715
PUT
Insulet
PODD
$11.8B
$838K ﹤0.01%
+22,600
New +$835K
HTO
3716
H2O America
HTO
$2.67B
$838K ﹤0.01%
28,140
+2,851
+11% +$80.6K
DUK icon
3717
CALL
Duke Energy
DUK
$101B
$835K ﹤0.01%
12,100
-3,600
-23% -$252K
WKC icon
3718
World Kinect Corp
WKC
$2.06B
$835K ﹤0.01%
19,337
+1,447
+8% +$57K
FEI
3719
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$834K ﹤0.01%
41,664
+14,177
+52% +$272K
VIRX
3720
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$833K ﹤0.01%
837
-193
-19% -$200K
SWX icon
3721
Southwest Gas
SWX
$6.64B
$832K ﹤0.01%
14,890
-5,496
-27% -$291K
NPSP
3722
CALL
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$832K ﹤0.01%
27,400
-11,100
-29% -$306K
NIE
3723
Virtus Equity & Convertible Income Fund
NIE
$714M
$831K ﹤0.01%
42,548
+22,833
+116% +$437K
TMH
3724
DELISTED
Team Health Holdings Inc
TMH
$831K ﹤0.01%
18,260
+11,285
+162% +$502K
NYC
3725
DELISTED
ISHARES NYSE COMPOSITE ETF
NYC
$831K ﹤0.01%
8,783
-357
-4% -$32.6K
147 148
149
150 151

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.