We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIB
3601
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$931K ﹤0.01%
25,995
+9,034
+53% +$328K
HUM icon
3602
PUT
Humana
HUM
$43.9B
$929K ﹤0.01%
9,000
+1,900
+27% +$186K
PB icon
3603
Prosperity Bancshares
PB
$8.9B
$929K ﹤0.01%
14,656
+4,934
+51% +$311K
JMT
3604
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$929K ﹤0.01%
40,462
-238
-0.6% -$5.63K
NBR icon
3605
Nabors Industries
NBR
$1.17B
$928K ﹤0.01%
1,091
-181
-14% -$153K
CHKR
3606
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$928K ﹤0.01%
87,594
+48,893
+126% +$592K
PCQ
3607
Pimco California Municipal Income Fund
PCQ
$163M
$927K ﹤0.01%
71,241
+26,692
+60% +$350K
DFJ icon
3608
WisdomTree Japan SmallCap Dividend Fund
DFJ
$374M
$926K ﹤0.01%
18,159
-9,168
-34% -$466K
PH icon
3609
CALL
Parker-Hannifin
PH
$120B
$926K ﹤0.01%
7,200
-11,900
-62% -$1.38M
NUO
3610
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$926K ﹤0.01%
66,543
+38,011
+133% +$531K
ISIL
3611
DELISTED
Intersil Corp
ISIL
$924K ﹤0.01%
80,557
+16,255
+25% +$177K
GLPI icon
3612
Gaming and Leisure Properties
GLPI
$13B
$922K ﹤0.01%
+18,157
New +$863K
SCJ icon
3613
iShares MSCI Japan Small-Cap ETF
SCJ
$248M
$922K ﹤0.01%
16,988
+3,911
+30% +$212K
PYZ icon
3614
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$71.7M
$921K ﹤0.01%
18,073
+3,026
+20% +$147K
RMTI icon
3615
Rockwell Medical
RMTI
$27.2M
$920K ﹤0.01%
801
+175
+28% +$241K
MAR icon
3616
PUT
Marriott International
MAR
$100B
$918K ﹤0.01%
18,600
-1,000
-5% -$45.5K
ROL icon
3617
Rollins
ROL
$18.6B
$918K ﹤0.01%
102,273
+18,252
+22% +$152K
RBS.PRS.CL
3618
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$918K ﹤0.01%
42,682
-1,412
-3% -$30.8K
SURE icon
3619
AdvisorShares Insider Advantage ETF
SURE
$56.5M
$917K ﹤0.01%
18,907
+15,125
+400% +$696K
TE
3620
DELISTED
TECO ENERGY INC
TE
$917K ﹤0.01%
53,176
-42,820
-45% -$732K
STSI
3621
CALL
DELISTED
STAR SCIENTIFIC INC
STSI
$917K ﹤0.01%
790,900
+751,400
+1,902% +$1.2M
CHRD icon
3622
PUT
Chord Energy
CHRD
$7.68B
$916K ﹤0.01%
19,500
+700
+4% +$34.8K
ARCB icon
3623
ArcBest
ARCB
$3.16B
$915K ﹤0.01%
27,176
+17,926
+194% +$534K
SAM icon
3624
Boston Beer
SAM
$1.95B
$915K ﹤0.01%
3,783
+548
+17% +$132K
SOR
3625
Source Capital
SOR
$375M
$915K ﹤0.01%
13,630
-208
-2% -$13.3K
143 144
145
146 147

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.