We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXR
3551
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$820K ﹤0.01%
22,084
+2,103
+11% +$77.8K
RH icon
3552
RH
RH
$3.33B
$819K ﹤0.01%
12,942
+12,742
+6,371% +$880K
PBF icon
3553
CALL
PBF Energy
PBF
$7.49B
$815K ﹤0.01%
36,300
-69,200
-66% -$1.57M
SE
3554
PUT
DELISTED
Spectra Energy Corp Wi
SE
$815K ﹤0.01%
23,800
-7,200
-23% -$249K
MDD
3555
DELISTED
SPDR S&P INTERNATIONAL MID CAP ETF
MDD
$815K ﹤0.01%
24,381
+5,413
+29% +$173K
LAZ icon
3556
CALL
Lazard
LAZ
$3.96B
$814K ﹤0.01%
22,600
+22,500
+22,500% +$798K
BSJI
3557
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$814K ﹤0.01%
30,705
+6,545
+27% +$173K
SHLD
3558
DELISTED
Sears Holding Corporation
SHLD
$814K ﹤0.01%
18,130
-12,229
-40% -$434K
FXA icon
3559
CALL
Invesco CurrencyShares Australian Dollar Trust
FXA
$96.4M
$813K ﹤0.01%
8,700
+4,300
+98% +$394K
IAU icon
3560
CALL
iShares Gold Trust
IAU
$62.8B
$812K ﹤0.01%
31,500
-16,600
-35% -$429K
MAT icon
3561
CALL
Mattel
MAT
$4.47B
$812K ﹤0.01%
19,400
+4,000
+26% +$171K
PBYI icon
3562
Puma Biotechnology
PBYI
$398M
$811K ﹤0.01%
15,108
+1,639
+12% +$88.3K
GXP
3563
DELISTED
Great Plains Energy Incorporated
GXP
$811K ﹤0.01%
36,551
-21,339
-37% -$491K
SPSC icon
3564
SPS Commerce
SPSC
$2.55B
$809K ﹤0.01%
24,186
-108
-0.4% -$3.44K
TMV icon
3565
PUT
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$182M
$809K ﹤0.01%
4,760
+2,920
+159% +$516K
FSP
3566
Franklin Street Properties
FSP
$49.9M
$808K ﹤0.01%
63,415
-10,598
-14% -$138K
DXCM icon
3567
PUT
DexCom
DXCM
$29B
$807K ﹤0.01%
+114,400
New +$725K
IAK icon
3568
iShares US Insurance ETF
IAK
$521M
$807K ﹤0.01%
18,800
+2,567
+16% +$110K
BGC
3569
DELISTED
General Cable Corporation
BGC
$807K ﹤0.01%
25,416
-61,710
-71% -$1.94M
D icon
3570
CALL
Dominion Energy
D
$62.1B
$806K ﹤0.01%
12,900
-57,100
-82% -$3.39M
GNRC icon
3571
CALL
Generac Holdings
GNRC
$11.5B
$806K ﹤0.01%
18,900
-66,000
-78% -$2.74M
ALU
3572
CALL
DELISTED
Alcatel-Lucent
ALU
$805K ﹤0.01%
237,224
+108,576
+84% +$277K
VIAV icon
3573
CALL
Viavi Solutions
VIAV
$7.95B
$802K ﹤0.01%
95,811
-482,219
-83% -$3.96M
NYC
3574
DELISTED
ISHARES NYSE COMPOSITE ETF
NYC
$801K ﹤0.01%
9,140
-15,944
-64% -$1.39M
BUI icon
3575
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$731M
$800K ﹤0.01%
45,845
+22,955
+100% +$406K
141 142
143
144 145

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.