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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUL icon
3551
H.B. Fuller
FUL
$3.28B
$1.02M ﹤0.01%
25,610
+2,754
+12% +$125K
CMI icon
3552
PUT
Cummins
CMI
$88.7B
$1.02M ﹤0.01%
7,700
-6,200
-45% -$894K
TMX
3553
DELISTED
Terminix Global Holdings, Inc.
TMX
$1.02M ﹤0.01%
+62,687
New +$901K
LTPZ icon
3554
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$745M
$1.01M ﹤0.01%
16,010
+12,576
+366% +$822K
SAH icon
3555
Sonic Automotive
SAH
$2.61B
$1.01M ﹤0.01%
41,373
+2,959
+8% +$73.7K
TNH
3556
DELISTED
Terra Nitrogen
TNH
$1.01M ﹤0.01%
7,020
+1,398
+25% +$204K
GII icon
3557
State Street SPDR S&P Global Infrastructure ETF
GII
$932M
$1.01M ﹤0.01%
20,843
+282
+1% +$14.1K
WEN icon
3558
CALL
Wendy's
WEN
$1.46B
$1.01M ﹤0.01%
122,500
+3,200
+3% +$26.2K
XLIS
3559
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
$1.01M ﹤0.01%
24,195
+6,523
+37% +$273K
MEN
3560
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$1.01M ﹤0.01%
90,285
+8,972
+11% +$99.8K
DFJ icon
3561
WisdomTree Japan SmallCap Dividend Fund
DFJ
$400M
$1.01M ﹤0.01%
19,607
-35,230
-64% -$1.87M
DIN icon
3562
Dine Brands
DIN
$452M
$1.01M ﹤0.01%
12,372
-10,919
-47% -$887K
CEW
3563
WisdomTree Emerging Currency Strategy Fund
CEW
$17.9M
$1.01M ﹤0.01%
51,211
-109,672
-68% -$2.23M
CTF
3564
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$1.01M ﹤0.01%
68,242
-27,643
-29% -$423K
PZT icon
3565
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$1.01M ﹤0.01%
41,661
+1,718
+4% +$41.1K
DOX icon
3566
Amdocs
DOX
$6.22B
$1M ﹤0.01%
21,919
-14,344
-40% -$672K
PKT
3567
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$1M ﹤0.01%
104,959
-26,411
-20% -$263K
EVM
3568
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1M ﹤0.01%
88,470
+6,605
+8% +$76.1K
NAZ icon
3569
Nuveen Arizona Quality Municipal Income Fund
NAZ
$158M
$1M ﹤0.01%
73,642
+626
+0.9% +$8.59K
HTO
3570
H2O America
HTO
$2.62B
$1M ﹤0.01%
37,365
+1,598
+4% +$43K
PVA
3571
CALL
DELISTED
PENN VIRGINIA CORP
PVA
$1M ﹤0.01%
79,000
-97,600
-55% -$1.37M
NWN icon
3572
Northwest Natural Holdings
NWN
$2.12B
$1M ﹤0.01%
23,718
-1,927
-8% -$86K
MTG icon
3573
PUT
MGIC Investment
MTG
$6.25B
$1M ﹤0.01%
128,000
-2,900
-2% -$23.8K
KKR icon
3574
PUT
KKR & Co
KKR
$92.3B
$999K ﹤0.01%
44,800
+2,900
+7% +$68K
ZG icon
3575
PUT
Zillow
ZG
$7.63B
$998K ﹤0.01%
25,800
+6,900
+37% +$312K
141 142
143
144 145

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.