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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNVR
3476
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$986K ﹤0.01%
35,053
-7,674
-18% -$184K
ADEP
3477
DELISTED
Adept Technology Inc
ADEP
$985K ﹤0.01%
51,845
+48,751
+1,576% +$839K
BVN icon
3478
CALL
Compañía de Minas Buenaventura
BVN
$7.68B
$984K ﹤0.01%
78,300
+75,900
+3,163% +$950K
MBI icon
3479
PUT
MBIA
MBI
$275M
$984K ﹤0.01%
70,300
-378,700
-84% -$4.83M
CVGI icon
3480
Commercial Vehicle Group
CVGI
$147M
$982K ﹤0.01%
107,710
-1,940
-2% -$16K
DEW icon
3481
WisdomTree Global High Dividend Fund
DEW
$148M
$982K ﹤0.01%
20,670
-4,097
-17% -$191K
NVGS icon
3482
Navigator Holdings
NVGS
$1.35B
$982K ﹤0.01%
+37,741
New +$931K
GDP
3483
PUT
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$982K ﹤0.01%
62,100
-35,000
-36% -$543K
FMS icon
3484
Fresenius Medical Care
FMS
$13.4B
$981K ﹤0.01%
28,144
+3,345
+13% +$117K
LXP icon
3485
LXP Industrial Trust
LXP
$3.52B
$981K ﹤0.01%
17,998
-22,157
-55% -$1.2M
NWBO
3486
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$981K ﹤0.01%
135,398
+90,374
+201% +$536K
PMT
3487
CALL
PennyMac Mortgage Investment
PMT
$845M
$978K ﹤0.01%
40,900
+1,600
+4% +$37.8K
ULTI
3488
CALL
DELISTED
Ultimate Software Group Inc
ULTI
$973K ﹤0.01%
7,100
-700
-9% -$110K
GOV
3489
DELISTED
Government Properties Income Trust
GOV
$972K ﹤0.01%
38,585
+78
+0.2% +$1.93K
TSI
3490
TCW Strategic Income Fund
TSI
$213M
$970K ﹤0.01%
177,670
+9,771
+6% +$52.8K
YOKU
3491
PUT
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$970K ﹤0.01%
34,600
-143,800
-81% -$4.47M
QID icon
3492
CALL
ProShares UltraShort QQQ
QID
$305M
$967K ﹤0.01%
206
-2
-1% -$9.4K
ASA
3493
ASA Gold and Precious Metals
ASA
$924M
$966K ﹤0.01%
72,068
-49,129
-41% -$672K
EWEM
3494
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$964K ﹤0.01%
28,480
+1,881
+7% +$60.2K
CIVI
3495
DELISTED
Civitas Resources
CIVI
$963K ﹤0.01%
194
+190
+4,750% +$952K
LGND icon
3496
Ligand Pharmaceuticals
LGND
$5.77B
$963K ﹤0.01%
22,931
+6,266
+38% +$261K
DPD
3497
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
$963K ﹤0.01%
60,099
-1,890
-3% -$29.2K
ISIL
3498
DELISTED
Intersil Corp
ISIL
$962K ﹤0.01%
74,501
-6,056
-8% -$72.3K
DFJ icon
3499
WisdomTree Japan SmallCap Dividend Fund
DFJ
$374M
$961K ﹤0.01%
19,212
+1,053
+6% +$52.6K
MPAA icon
3500
Motorcar Parts of America
MPAA
$266M
$961K ﹤0.01%
36,175
+35,424
+4,717% +$808K
138 139
140
141 142

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.