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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GME icon
3226
CALL
GameStop
GME
$9.8B
$1.3M ﹤0.01%
106,000
-126,000
-54% -$1.62M
TWTC
3227
DELISTED
TW TELECOM INC CL A COM
TWTC
$1.3M ﹤0.01%
42,755
+405
+1% +$12.1K
RBA icon
3228
RB Global
RBA
$21.5B
$1.3M ﹤0.01%
56,764
+28,043
+98% +$574K
TTWO icon
3229
PUT
Take-Two Interactive
TTWO
$46.1B
$1.3M ﹤0.01%
74,800
+2,300
+3% +$39.8K
AVNT icon
3230
Avient
AVNT
$3.29B
$1.3M ﹤0.01%
36,733
+5,179
+16% +$165K
TAHO
3231
DELISTED
Tahoe Resources Inc
TAHO
$1.3M ﹤0.01%
77,954
-4,298
-5% -$75.5K
DMND
3232
DELISTED
DIAMOND FOODS, INC.
DMND
$1.3M ﹤0.01%
50,205
-5,338
-10% -$128K
SWY
3233
PUT
DELISTED
SAFEWAY INC
SWY
$1.3M ﹤0.01%
44,457
-1,340
-3% -$40.2K
FRA icon
3234
BlackRock Floating Rate Income Strategies Fund
FRA
$380M
$1.29M ﹤0.01%
88,573
-4,386
-5% -$63.9K
CODI icon
3235
Compass Diversified
CODI
$752M
$1.29M ﹤0.01%
65,868
+41,691
+172% +$778K
CYD icon
3236
China Yuchai International
CYD
$1.69B
$1.29M ﹤0.01%
61,792
+3,127
+5% +$72.3K
PSL icon
3237
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$86.2M
$1.29M ﹤0.01%
29,243
+3,362
+13% +$145K
IPS
3238
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$1.29M ﹤0.01%
32,157
+6,758
+27% +$266K
CRI icon
3239
Carter's
CRI
$1.43B
$1.29M ﹤0.01%
17,939
+9,911
+123% +$706K
NIM icon
3240
Nuveen Select Maturities Municipal Fund
NIM
$115M
$1.29M ﹤0.01%
133,330
+12,946
+11% +$125K
NVC
3241
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
$1.29M ﹤0.01%
93,510
+21,255
+29% +$296K
PLXS icon
3242
Plexus
PLXS
$6.43B
$1.29M ﹤0.01%
29,703
+22,314
+302% +$884K
VE
3243
DELISTED
VEOLIA ENVIRONNEMENT
VE
$1.28M ﹤0.01%
78,530
+5,511
+8% +$92.4K
MUAC
3244
DELISTED
ISHARES TR 2014 AMT-FREE MUN TERM ETF
MUAC
$1.28M ﹤0.01%
25,021
+824
+3% +$42.4K
CONN
3245
PUT
DELISTED
Conn's Inc.
CONN
$1.28M ﹤0.01%
16,300
+10,700
+191% +$686K
CUB
3246
DELISTED
Cubic Corporation
CUB
$1.28M ﹤0.01%
24,361
-16,238
-40% -$857K
NBO
3247
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$1.28M ﹤0.01%
97,009
+24,309
+33% +$309K
CATM
3248
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$1.28M ﹤0.01%
29,485
-76
-0.3% -$3.09K
SCHM icon
3249
Schwab US Mid-Cap ETF
SCHM
$14.2B
$1.28M ﹤0.01%
102,561
+66,528
+185% +$799K
BOBE
3250
DELISTED
Bob Evans Farms, Inc.
BOBE
$1.28M ﹤0.01%
25,311
+6,843
+37% +$374K
128 129
130
131 132

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.