U
NBO

UBS’s Neuberger Berman New York Municipal Fund Inc. NBO Stock Holding History

UBS’s Portfolio NBO Stock Details NBO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.84M Buy
136,315
+12,102
+10% +$163K ﹤0.01% 2984
2014
Q2 		$1.72M Buy
124,213
+14,290
+13% +$198K ﹤0.01% 3019
2014
Q1 		$1.49M Buy
109,923
+12,914
+13% +$175K ﹤0.01% 3077
2013
Q4 		$1.28M Buy
97,009
+24,309
+33% +$309K ﹤0.01% 3266
2013
Q3 		$943K Buy
72,700
+24,785
+52% +$319K ﹤0.01% 3403
2013
Q2 		$671K Buy
+47,915
New +$705K ﹤0.01% 3779

Other funds holding NBO

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.66% 1-Year Est. Return
Citigroup
Citigroup New York $303B AUM 53.02% 1-Year Est. Return

UBS's NBO Position: Q3 2014 in Review

UBS increased its Neuberger Berman New York Municipal Fund Inc. (NBO) stake by 9.7% in Q3 2014, buying an estimated $163K and bringing the position to 136,315 shares worth $1.84M. The position accounts for ﹤0.01% of the portfolio, ranked #2984.

UBS first reported a position in NBO in Q2 2013 and has held it in 6 quarters since. 11 funds tracked by Wall St. Rank hold NBO as of Q3 2014.

  • UBS held 136,315 shares of Neuberger Berman New York Municipal Fund Inc. worth $1.84M as of Q3 2014.
  • UBS bought 12,102 Neuberger Berman New York Municipal Fund Inc. shares in Q3 2014, an estimated $163K.
  • Neuberger Berman New York Municipal Fund Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2984 holding.
  • UBS first reported a position in Neuberger Berman New York Municipal Fund Inc. in Q2 2013 and has held it in 6 quarters since.
  • 11 funds tracked by Wall St. Rank held Neuberger Berman New York Municipal Fund Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.