Horizon Kinetics’s Neuberger Berman New York Municipal Fund Inc. NBO Stock Holding History

Horizon Kinetics’s Portfolio NBO Stock Details NBO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$329K	Sell	29,549 -167	-0.6%	-$1.87K	0.01%	311
2018 Q3	$339K	Hold	29,716	–	–	0.01%	415
2018 Q2	$341K	Sell	29,716 -2,033	-6%	-$23.6K	0.01%	408
2018 Q1	$369K	Buy	31,749 +17,972	+130%	+$214K	0.01%	411
2017 Q4	$168K	Buy	13,777 +600	+5%	+$7.44K	﹤0.01%	475
2017 Q3	$167K	Hold	13,177	–	–	﹤0.01%	475
2017 Q2	$168K	Buy	+13,177	New	+$167K	0.01%	491
2015 Q4	–	Sell	-17,065	Closed	-$233K	–	528
2015 Q3	$233K	Hold	17,065	–	–	﹤0.01%	448
2015 Q2	$241K	Hold	17,065	–	–	﹤0.01%	461
2015 Q1	$237K	Sell	17,065 -712	-4%	-$10.1K	﹤0.01%	472
2014 Q4	$244K	Hold	17,777	–	–	﹤0.01%	469
2014 Q3	$240K	Sell	17,777 -800	-4%	-$10.8K	﹤0.01%	469
2014 Q2	$256K	Hold	18,577	–	–	﹤0.01%	478
2014 Q1	$252K	Sell	18,577 -2,000	-10%	-$27.1K	﹤0.01%	481
2013 Q4	$272K	Sell	20,577 -6,801	-25%	-$86.4K	﹤0.01%	480
2013 Q3	$355K	Sell	27,378 -135	-0.5%	-$1.74K	﹤0.01%	365
2013 Q2	$385K	Buy	+27,513	New	+$405K	0.01%	346

Other funds holding NBO

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KWMG

King Wealth Management Group Naples, Florida $914M AUM 24.3% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Horizon Kinetics's NBO Position: Q4 2018 in Review

Horizon Kinetics reduced its Neuberger Berman New York Municipal Fund Inc. (NBO) stake by 0.56% in Q4 2018, selling an estimated $1.87K and leaving 29,549 shares worth $329K. The position accounts for 0.01% of the portfolio, ranked #311.

Horizon Kinetics first reported a position in NBO in Q2 2013 and has held it in 17 quarters since. The position peaked at $385K in Q2 2013. 20 funds tracked by Wall St. Rank hold NBO as of Q4 2018.

Horizon Kinetics held 29,549 shares of Neuberger Berman New York Municipal Fund Inc. worth $329K as of Q4 2018.
Horizon Kinetics sold 167 Neuberger Berman New York Municipal Fund Inc. shares in Q4 2018, an estimated $1.87K.
Neuberger Berman New York Municipal Fund Inc. made up 0.01% of Horizon Kinetics's portfolio in Q4 2018, its #311 holding.
Horizon Kinetics first reported a position in Neuberger Berman New York Municipal Fund Inc. in Q2 2013 and has held it in 17 quarters since.
Horizon Kinetics's Neuberger Berman New York Municipal Fund Inc. position peaked at $385K in Q2 2013.
20 funds tracked by Wall St. Rank held Neuberger Berman New York Municipal Fund Inc. as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.