Mariner Investment Group’s Neuberger Berman New York Municipal Fund Inc. NBO Stock Holding History

Mariner Investment Group’s Portfolio NBO Stock Details NBO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-13,126	Closed	-$121K	–	194
2022 Q3	$121K	Buy	+13,126	New	+$133K	0.13%	157
2019 Q1	–	Sell	-53,635	Closed	-$596K	–	121
2018 Q4	$596K	Buy	53,635 +6,997	+15%	+$78.2K	0.83%	51
2018 Q3	$533K	Sell	46,638 -6,289	-12%	-$72.8K	1.08%	39
2018 Q2	$608K	Hold	52,927	–	–	1.31%	27
2018 Q1	$614K	Hold	52,927	–	–	0.61%	27
2017 Q4	$644K	Hold	52,927	–	–	0.27%	45
2017 Q3	$670K	Sell	52,927 -3,500	-6%	-$44.9K	0.42%	27
2017 Q2	$719K	Sell	56,427 -28,789	-34%	-$365K	0.39%	26
2017 Q1	$1.07M	Sell	85,216 -25,429	-23%	-$318K	0.63%	24
2016 Q4	$1.39M	Buy	+110,645	New	+$1.45M	0.74%	30

Other funds holding NBO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mariner Investment Group's NBO Position: Q4 2022 in Review

Mariner Investment Group sold out of Neuberger Berman New York Municipal Fund Inc. (NBO) in Q4 2022, closing a stake of 13,126 shares — an estimated $121K sold.

Mariner Investment Group first reported a position in NBO in Q4 2016 and held it in 10 quarters. The position peaked at $1.39M in Q4 2016. 27 funds tracked by Wall St. Rank hold NBO as of Q4 2022.

Mariner Investment Group reported no remaining Neuberger Berman New York Municipal Fund Inc. position as of Q4 2022 after selling out during the quarter.
Mariner Investment Group sold 13,126 Neuberger Berman New York Municipal Fund Inc. shares in Q4 2022, an estimated $121K.
Mariner Investment Group first reported a position in Neuberger Berman New York Municipal Fund Inc. in Q4 2016 and held it in 10 quarters.
Mariner Investment Group's Neuberger Berman New York Municipal Fund Inc. position peaked at $1.39M in Q4 2016.
27 funds tracked by Wall St. Rank held Neuberger Berman New York Municipal Fund Inc. as of Q4 2022.

Based on Mariner Investment Group's 13F filing for Q4 2022, filed 14 Feb 2023.