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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCF
3201
DELISTED
TCF Financial Corporation
TCF
$1.34M ﹤0.01%
82,635
-9,287
-10% -$144K
RLY icon
3202
State Street Multi-Asset Real Return ETF
RLY
$1.26B
$1.34M ﹤0.01%
46,143
+4,693
+11% +$136K
NBW
3203
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
$1.34M ﹤0.01%
96,484
+30,311
+46% +$425K
ISD
3204
PGIM High Yield Bond Fund
ISD
$414M
$1.34M ﹤0.01%
76,963
+17,539
+30% +$310K
CACC icon
3205
Credit Acceptance
CACC
$5.82B
$1.34M ﹤0.01%
10,282
+4,952
+93% +$601K
MTT
3206
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$1.33M ﹤0.01%
62,633
+5,978
+11% +$126K
DUG icon
3207
CALL
ProShares UltraShort Energy
DUG
$21.2M
$1.33M ﹤0.01%
1,355
+1,155
+578% +$1.23M
AIRM
3208
DELISTED
Air Methods Corp
AIRM
$1.33M ﹤0.01%
22,897
+605
+3% +$30.2K
CMPR icon
3209
Cimpress
CMPR
$2.37B
$1.33M ﹤0.01%
23,443
-8,543
-27% -$474K
QUIK icon
3210
QuickLogic
QUIK
$211M
$1.33M ﹤0.01%
24,112
+14,373
+148% +$677K
MGI
3211
DELISTED
MoneyGram International, Inc. New
MGI
$1.33M ﹤0.01%
64,129
+17,216
+37% +$350K
ADX icon
3212
Adams Diversified Equity Fund
ADX
$3.01B
$1.33M ﹤0.01%
101,718
+3,148
+3% +$40.1K
ELME
3213
Elme Communities
ELME
$144M
$1.32M ﹤0.01%
56,696
+9,342
+20% +$231K
BAX icon
3214
PUT
Baxter International
BAX
$12.8B
$1.32M ﹤0.01%
34,979
+13,439
+62% +$487K
AUXL
3215
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$1.32M ﹤0.01%
63,664
+7,395
+13% +$139K
ZQK
3216
PUT
DELISTED
QUICKSILVER,INC.
ZQK
$1.32M ﹤0.01%
150,300
+50,000
+50% +$405K
JAZZ icon
3217
PUT
Jazz Pharmaceuticals
JAZZ
$16.1B
$1.32M ﹤0.01%
10,400
-11,600
-53% -$1.2M
BDX icon
3218
PUT
Becton Dickinson
BDX
$46.4B
$1.31M ﹤0.01%
12,196
+10,043
+466% +$1.04M
IAG icon
3219
IAMGOLD
IAG
$8.04B
$1.31M ﹤0.01%
393,346
-116,578
-23% -$505K
ETN icon
3220
PUT
Eaton
ETN
$141B
$1.31M ﹤0.01%
17,200
+4,500
+35% +$320K
NPT
3221
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$1.31M ﹤0.01%
107,952
-1,998
-2% -$23.4K
DIM icon
3222
WisdomTree International MidCap Dividend Fund
DIM
$164M
$1.31M ﹤0.01%
22,114
+2,814
+15% +$161K
RAVN
3223
DELISTED
Raven Industries Inc
RAVN
$1.31M ﹤0.01%
31,768
+5,000
+19% +$180K
PBF icon
3224
PBF Energy
PBF
$7.5B
$1.31M ﹤0.01%
41,511
-6,109
-13% -$167K
ARTNA icon
3225
Artesian Resources
ARTNA
$360M
$1.3M ﹤0.01%
56,875
-3,372
-6% -$76.2K
127 128
129
130 131

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.