UBS’s NUVEEN PREM INSD MUNI FD-4 INC NPT Stock Holding History

UBS’s Portfolio NPT Stock Details NPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.53M	Buy	120,043 +12,732	+12%	+$162K	﹤0.01%	3172
2014 Q2	$1.38M	Sell	107,311 -5,000	-4%	-$63.5K	﹤0.01%	3246
2014 Q1	$1.39M	Buy	112,311 +4,359	+4%	+$53.7K	﹤0.01%	3138
2013 Q4	$1.31M	Sell	107,952 -1,998	-2%	-$23.4K	﹤0.01%	3240
2013 Q3	$1.31M	Buy	109,950 +13,596	+14%	+$160K	﹤0.01%	3033
2013 Q2	$1.22M	Buy	+96,354	New	+$1.32M	﹤0.01%	3107

Other funds holding NPT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.99B AUM 3.89% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS's NPT Position: Q3 2014 in Review

UBS increased its NUVEEN PREM INSD MUNI FD-4 INC (NPT) stake by 12% in Q3 2014, buying an estimated $162K and bringing the position to 120,043 shares worth $1.53M. The position accounts for ﹤0.01% of the portfolio, ranked #3172.

UBS first reported a position in NPT in Q2 2013 and has held it in 6 quarters since. 52 funds tracked by Wall St. Rank hold NPT as of Q3 2014.

UBS held 120,043 shares of NUVEEN PREM INSD MUNI FD-4 INC worth $1.53M as of Q3 2014.
UBS bought 12,732 NUVEEN PREM INSD MUNI FD-4 INC shares in Q3 2014, an estimated $162K.
NUVEEN PREM INSD MUNI FD-4 INC made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3172 holding.
UBS first reported a position in NUVEEN PREM INSD MUNI FD-4 INC in Q2 2013 and has held it in 6 quarters since.
52 funds tracked by Wall St. Rank held NUVEEN PREM INSD MUNI FD-4 INC as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.