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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TV icon
3176
Televisa
TV
$1.49B
$1.37M ﹤0.01%
45,350
+11,679
+35% +$345K
OMG
3177
DELISTED
OM GROUP INC.
OMG
$1.37M ﹤0.01%
37,726
-3,318
-8% -$111K
MATW icon
3178
Matthews International
MATW
$887M
$1.37M ﹤0.01%
32,160
-2,330
-7% -$95.1K
CLD
3179
DELISTED
Cloud Peak Energy Inc
CLD
$1.37M ﹤0.01%
76,018
-59,897
-44% -$975K
HMA
3180
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$1.37M ﹤0.01%
104,521
-25,635
-20% -$332K
GGM
3181
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$1.37M ﹤0.01%
60,732
+12,360
+26% +$281K
JPI
3182
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.36M ﹤0.01%
61,880
-200,354
-76% -$4.46M
SODA
3183
CALL
DELISTED
SodaStream International Ltd
SODA
$1.36M ﹤0.01%
27,500
-12,300
-31% -$700K
XRTX
3184
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
$1.36M ﹤0.01%
102,693
-190
-0.2% -$2.03K
GPOR
3185
CALL
DELISTED
Gulfport Energy Corp.
GPOR
$1.36M ﹤0.01%
21,600
+4,700
+28% +$285K
ACAD icon
3186
PUT
Acadia Pharmaceuticals
ACAD
$4.51B
$1.36M ﹤0.01%
54,500
-17,600
-24% -$415K
PEI
3187
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$1.36M ﹤0.01%
4,784
+2,688
+128% +$736K
POST icon
3188
Post Holdings
POST
$4.42B
$1.36M ﹤0.01%
42,187
+38,097
+931% +$1.12M
MDRX
3189
DELISTED
Veradigm Inc. Common Stock
MDRX
$1.36M ﹤0.01%
87,952
-1,989
-2% -$29.3K
FPF
3190
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$1.36M ﹤0.01%
63,887
+62,127
+3,530% +$1.29M
BFO
3191
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.36M ﹤0.01%
89,824
+47,700
+113% +$721K
HPF
3192
John Hancock Preferred Income Fund II
HPF
$340M
$1.36M ﹤0.01%
75,788
-37,728
-33% -$694K
MMU
3193
Western Asset Managed Municipals Fund
MMU
$551M
$1.35M ﹤0.01%
111,006
-56,793
-34% -$701K
ITW icon
3194
PUT
Illinois Tool Works
ITW
$84.1B
$1.35M ﹤0.01%
16,100
+1,300
+9% +$103K
LOR
3195
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1.35M ﹤0.01%
93,300
+17,964
+24% +$253K
SSRI
3196
DELISTED
Silver Standard Resources
SSRI
$1.35M ﹤0.01%
194,280
-95,494
-33% -$577K
IPN
3197
DELISTED
SPDR S&P International Industrial Sector
IPN
$1.35M ﹤0.01%
42,089
+9,973
+31% +$311K
SI
3198
PUT
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$1.34M ﹤0.01%
9,700
+2,000
+26% +$258K
SM icon
3199
SM Energy
SM
$7.6B
$1.34M ﹤0.01%
16,160
+10,764
+199% +$918K
DVYE icon
3200
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$1.34M ﹤0.01%
27,511
-14,157
-34% -$712K
126 127
128
129 130

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.