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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAS
3176
DELISTED
Exact Sciences
EXAS
$1.15M ﹤0.01%
97,068
+8,493
+10% +$109K
XRTX
3177
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
$1.15M ﹤0.01%
102,883
+472
+0.5% +$5.05K
PNC.WS
3178
DELISTED
PNC Financial Services Group Inc
PNC.WS
$1.15M ﹤0.01%
74,333
+258
+0.3% +$4.22K
BCF
3179
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$1.14M ﹤0.01%
127,391
-3,601
-3% -$32.5K
BWZ icon
3180
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$264M
$1.14M ﹤0.01%
31,702
+12,152
+62% +$430K
VRE
3181
DELISTED
Veris Residential
VRE
$1.14M ﹤0.01%
52,035
-33,620
-39% -$766K
STI
3182
PUT
DELISTED
SunTrust Banks, Inc.
STI
$1.14M ﹤0.01%
35,200
-3,400
-9% -$115K
LKM
3183
PUT
DELISTED
Link Motion Inc.
LKM
$1.14M ﹤0.01%
+52,300
New +$850K
OIA icon
3184
Invesco Municipal Income Opportunities Trust
OIA
$294M
$1.14M ﹤0.01%
179,946
+97,116
+117% +$606K
SNTS
3185
DELISTED
SANTARUS INC
SNTS
$1.14M ﹤0.01%
50,378
-85,213
-63% -$2.03M
XLI icon
3186
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$1.14M ﹤0.01%
24,500
-59,800
-71% -$2.71M
BABS
3187
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$1.14M ﹤0.01%
21,162
-55,835
-73% -$2.99M
WOOD icon
3188
iShares Global Timber & Forestry ETF
WOOD
$264M
$1.14M ﹤0.01%
23,002
+1,102
+5% +$53.1K
GGM
3189
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$1.14M ﹤0.01%
+48,372
New +$1.18M
HTWR
3190
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
$1.14M ﹤0.01%
15,519
+7,505
+94% +$640K
MUC icon
3191
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$1.13M ﹤0.01%
83,296
-31,284
-27% -$418K
PALL icon
3192
abrdn Physical Palladium Shares ETF
PALL
$609M
$1.13M ﹤0.01%
80,160
-19,995
-20% -$283K
GG
3193
PUT
DELISTED
Goldcorp Inc
GG
$1.13M ﹤0.01%
43,600
-163,800
-79% -$4.52M
AXP icon
3194
PUT
American Express
AXP
$224B
$1.13M ﹤0.01%
15,000
-63,300
-81% -$4.76M
DLB icon
3195
Dolby
DLB
$4.97B
$1.13M ﹤0.01%
32,788
+5,931
+22% +$197K
TWI icon
3196
Titan International
TWI
$492M
$1.13M ﹤0.01%
77,279
-20,450
-21% -$338K
FITB
3197
CALL
Fifth Third Bancorp
FITB
$51.3B
$1.13M ﹤0.01%
62,600
-216,500
-78% -$4.07M
ITW icon
3198
PUT
Illinois Tool Works
ITW
$84.1B
$1.13M ﹤0.01%
14,800
+7,100
+92% +$519K
GBAB
3199
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$380M
$1.13M ﹤0.01%
56,080
-3,789
-6% -$78.2K
AXJL
3200
DELISTED
WisdomTree Asia-Pacific ex-Japan Fund
AXJL
$1.13M ﹤0.01%
16,985
+1,846
+12% +$121K
126 127
128
129 130

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.