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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRIS
3126
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL A SHS
PRIS
$1.21M ﹤0.01%
713,815
– –
BGC icon
3127
CALL
BGC Group
BGC
$5.64B
$1.2M ﹤0.01%
331,993
-23,169
-7% -$89K
HUM icon
3128
CALL
Humana
HUM
$43.9B
$1.2M ﹤0.01%
12,900
-58,600
-82% -$5.38M
VIOV icon
3129
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$1.2M ﹤0.01%
27,270
+2,070
+8% +$88.5K
CCL icon
3130
PUT
Carnival Corporation Ltd
CCL
$38.1B
$1.2M ﹤0.01%
36,800
-4,600
-11% -$167K
SITC icon
3131
SITE Centers
SITC
$236M
$1.2M ﹤0.01%
59,297
-65,819
-53% -$1.4M
SPLB icon
3132
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$1.2M ﹤0.01%
48,698
-16,980
-26% -$418K
ELME
3133
Elme Communities
ELME
$145M
$1.2M ﹤0.01%
47,354
-34,348
-42% -$892K
RLY icon
3134
State Street Multi-Asset Real Return ETF
RLY
$1.26B
$1.2M ﹤0.01%
41,450
-51,342
-55% -$1.46M
SWBI icon
3135
Smith & Wesson
SWBI
$649M
$1.19M ﹤0.01%
141,369
+12,074
+9% +$104K
ASTX
3136
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$1.19M ﹤0.01%
140,305
+102,318
+269% +$647K
MSCC
3137
DELISTED
Microsemi Corp
MSCC
$1.19M ﹤0.01%
49,086
+37,413
+321% +$939K
FLY
3138
DELISTED
Fly Leasing Limited
FLY
$1.19M ﹤0.01%
85,562
+19,055
+29% +$268K
RGA icon
3139
Reinsurance Group of America
RGA
$15.5B
$1.18M ﹤0.01%
17,683
-6,706
-27% -$453K
HA
3140
CALL
DELISTED
Hawaiian Holdings, Inc.
HA
$1.18M ﹤0.01%
159,100
+62,000
+64% +$443K
CIB icon
3141
Grupo Cibest SA
CIB
$21.2B
$1.18M ﹤0.01%
20,533
+2,038
+11% +$116K
ACP
3142
abrdn Income Credit Strategies Fund
ACP
$631M
$1.18M ﹤0.01%
72,221
+4,912
+7% +$81.3K
RJN
3143
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Energy Total Return
RJN
$1.18M ﹤0.01%
171,021
+23,535
+16% +$165K
NBD
3144
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$1.18M ﹤0.01%
63,697
-3,036
-5% -$58.1K
AOM icon
3145
iShares Core Moderate Allocation ETF
AOM
$1.74B
$1.18M ﹤0.01%
35,388
+12,320
+53% +$406K
JLL icon
3146
Jones Lang LaSalle
JLL
$15.8B
$1.18M ﹤0.01%
13,497
-5,206
-28% -$464K
PKO
3147
DELISTED
Pimco Income Opportunity Fund
PKO
$1.18M ﹤0.01%
42,882
+14,818
+53% +$403K
GWW icon
3148
PUT
W.W. Grainger
GWW
$64.2B
$1.18M ﹤0.01%
4,500
+500
+13% +$130K
CPB icon
3149
CALL
Campbell Soup
CPB
$6.85B
$1.18M ﹤0.01%
28,900
+18,500
+178% +$829K
XCO
3150
DELISTED
Exco Resources
XCO
$1.17M ﹤0.01%
11,732
+4,248
+57% +$488K
124 125
126
127 128

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.