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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NJR icon
2951
New Jersey Resources
NJR
$6.04B
$1.4M ﹤0.01%
63,644
+10,952
+21% +$240K
MRO
2952
PUT
DELISTED
Marathon Oil Corporation
MRO
$1.4M ﹤0.01%
40,200
+6,600
+20% +$235K
DANG
2953
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$1.4M ﹤0.01%
133,763
-20,752
-13% -$184K
DFJ icon
2954
WisdomTree Japan SmallCap Dividend Fund
DFJ
$380M
$1.4M ﹤0.01%
27,327
-6,275
-19% -$308K
EMF
2955
Templeton Emerging Markets Fund
EMF
$305M
$1.4M ﹤0.01%
74,095
-178,249
-71% -$3.24M
GLW icon
2956
PUT
Corning
GLW
$108B
$1.4M ﹤0.01%
95,900
+17,200
+22% +$255K
HILL
2957
DELISTED
DOT HILL SYSTEMS CORP
HILL
$1.4M ﹤0.01%
653,443
+194,505
+42% +$476K
IBDB
2958
DELISTED
iShares iBonds Mar 2018 Term Corporate ETF
IBDB
$1.4M ﹤0.01%
+55,152
New +$1.39M
CYD icon
2959
China Yuchai International
CYD
$1.74B
$1.39M ﹤0.01%
58,665
-113
-0.2% -$2.21K
FIVE icon
2960
Five Below
FIVE
$11.5B
$1.39M ﹤0.01%
31,867
+17,945
+129% +$720K
UNG icon
2961
PUT
United States Natural Gas Fund
UNG
$444M
$1.39M ﹤0.01%
4,756
-294
-6% -$88.2K
PRU icon
2962
CALL
Prudential Financial
PRU
$43B
$1.39M ﹤0.01%
17,800
-17,600
-50% -$1.38M
PENN icon
2963
PENN Entertainment
PENN
$2.82B
$1.39M ﹤0.01%
110,805
+5,763
+5% +$69.4K
SIX
2964
DELISTED
Six Flags Entertainment Corp.
SIX
$1.39M ﹤0.01%
41,026
-33,391
-45% -$1.18M
OMG
2965
DELISTED
OM GROUP INC.
OMG
$1.39M ﹤0.01%
41,044
+1,579
+4% +$49.2K
SAFM
2966
DELISTED
Sanderson Farms Inc
SAFM
$1.38M ﹤0.01%
21,185
+2,550
+14% +$176K
NLSN
2967
DELISTED
Nielsen Holdings plc
NLSN
$1.38M ﹤0.01%
37,902
+14,282
+60% +$490K
ENZL icon
2968
iShares MSCI New Zealand ETF
ENZL
$77.6M
$1.38M ﹤0.01%
35,860
+6,299
+21% +$225K
FRA icon
2969
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$1.38M ﹤0.01%
92,959
+15,269
+20% +$230K
BTG icon
2970
B2Gold
BTG
$5.12B
$1.38M ﹤0.01%
555,723
+384,078
+224% +$1.04M
RENX
2971
DELISTED
RELX N.V.
RENX
$1.38M ﹤0.01%
105,632
+4,677
+5% +$56.8K
BHC icon
2972
PUT
Bausch Health
BHC
$1.69B
$1.38M ﹤0.01%
13,200
+11,800
+843% +$1.15M
GLQ
2973
Clough Global Equity Fund
GLQ
$152M
$1.38M ﹤0.01%
91,596
+32,457
+55% +$486K
PPS
2974
DELISTED
Post Properties
PPS
$1.38M ﹤0.01%
30,566
-9,957
-25% -$466K
GNT
2975
GAMCO Natural Resources, Gold & Income Trust
GNT
$138M
$1.37M ﹤0.01%
122,403
-59,634
-33% -$686K
117 118
119
120 121

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.