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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LO
2851
PUT
DELISTED
LORILLARD INC COM STK
LO
$1.55M ﹤0.01%
34,700
-4,900
-12% -$216K
GAL icon
2852
State Street Global Allocation ETF
GAL
$302M
$1.55M ﹤0.01%
47,269
+8,863
+23% +$286K
TECH icon
2853
Bio-Techne
TECH
$11.2B
$1.55M ﹤0.01%
77,564
-22,780
-23% -$432K
ADBE icon
2854
PUT
Adobe
ADBE
$99B
$1.55M ﹤0.01%
29,800
-13,800
-32% -$658K
TLI
2855
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.55M ﹤0.01%
124,558
+29,283
+31% +$366K
K
2856
PUT
DELISTED
Kellanova
K
$1.54M ﹤0.01%
28,010
-5,857
-17% -$349K
ALNY icon
2857
CALL
Alnylam Pharmaceuticals
ALNY
$38.5B
$1.54M ﹤0.01%
24,100
-18,500
-43% -$922K
CBB
2858
DELISTED
Cincinnati Bell Inc.
CBB
$1.54M ﹤0.01%
113,378
-39,036
-26% -$618K
CHE icon
2859
Chemed
CHE
$6.87B
$1.54M ﹤0.01%
21,517
+7,648
+55% +$544K
MT icon
2860
CALL
ArcelorMittal
MT
$50.7B
$1.54M ﹤0.01%
49,244
-612
-1% -$18.4K
ARUN
2861
DELISTED
ARUBA NETWORKS, INC.
ARUN
$1.54M ﹤0.01%
92,475
+52,516
+131% +$917K
KFN
2862
PUT
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$1.54M ﹤0.01%
149,000
+133,300
+849% +$1.39M
FFIV icon
2863
CALL
F5
FFIV
$22.9B
$1.54M ﹤0.01%
17,900
-6,500
-27% -$553K
NBL
2864
CALL
DELISTED
Noble Energy, Inc.
NBL
$1.53M ﹤0.01%
22,900
-778,700
-97% -$49.9M
DCOM
2865
DELISTED
Dime Community Bancshares
DCOM
$1.53M ﹤0.01%
92,175
-599
-0.6% -$10.1K
SSO icon
2866
PUT
ProShares Ultra S&P500
SSO
$7.75B
$1.53M ﹤0.01%
289,600
+142,400
+97% +$745K
PCL
2867
CALL
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.53M ﹤0.01%
32,700
+28,700
+718% +$1.34M
HCF
2868
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$1.53M ﹤0.01%
199,998
+27,147
+16% +$208K
SO icon
2869
CALL
Southern Company
SO
$109B
$1.53M ﹤0.01%
37,100
-10,800
-23% -$465K
FDD icon
2870
First Trust STOXX European Select Dividend Income Fund
FDD
$865M
$1.53M ﹤0.01%
117,447
-2,262
-2% -$27.7K
CNO icon
2871
CNO Financial Group
CNO
$5B
$1.52M ﹤0.01%
105,832
+4,792
+5% +$68.3K
ELV icon
2872
PUT
Elevance Health
ELV
$83.7B
$1.52M ﹤0.01%
18,200
-600
-3% -$51.4K
NTLS
2873
DELISTED
NTELOS HLDGS CORP COM
NTLS
$1.52M ﹤0.01%
80,881
-9,751
-11% -$168K
MLPA icon
2874
Global X MLP ETF
MLPA
$2.27B
$1.52M ﹤0.01%
15,811
+3,608
+30% +$348K
HR
2875
DELISTED
Healthcare Realty Trust Incorporated
HR
$1.52M ﹤0.01%
65,590
-10,847
-14% -$264K
113 114
115
116 117

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.