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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
2826
CALL
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$1.59M ﹤0.01%
52,400
+30,600
+140% +$908K
TE
2827
DELISTED
TECO ENERGY INC
TE
$1.59M ﹤0.01%
95,996
+23,082
+32% +$394K
BPL
2828
PUT
DELISTED
Buckeye Partners, L.P.
BPL
$1.59M ﹤0.01%
24,200
+2,100
+10% +$145K
QUAD icon
2829
Quad
QUAD
$434M
$1.58M ﹤0.01%
52,218
+1,733
+3% +$51.1K
FXC icon
2830
Invesco CurrencyShares Canadian Dollar Trust
FXC
$72.7M
$1.58M ﹤0.01%
16,382
-4,784
-23% -$458K
MYGN icon
2831
PUT
Myriad Genetics
MYGN
$502M
$1.58M ﹤0.01%
67,300
+51,700
+331% +$1.47M
YELP icon
2832
PUT
Yelp
YELP
$1.51B
$1.58M ﹤0.01%
23,900
-19,200
-45% -$983K
FFA
2833
First Trust Enhanced Equity Income Fund
FFA
$449M
$1.58M ﹤0.01%
127,728
+4,928
+4% +$62.9K
ABG icon
2834
Asbury Automotive
ABG
$4.49B
$1.58M ﹤0.01%
29,681
+1,283
+5% +$63K
MOLX
2835
DELISTED
MOLEX INC
MOLX
$1.58M ﹤0.01%
40,908
+10,242
+33% +$329K
NQU
2836
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$1.57M ﹤0.01%
124,846
-288
-0.2% -$3.62K
FLIR
2837
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$1.57M ﹤0.01%
50,099
+10,252
+26% +$320K
CRZO
2838
DELISTED
Carrizo Oil & Gas Inc
CRZO
$1.57M ﹤0.01%
42,152
-87
-0.2% -$2.89K
IEP icon
2839
Icahn Enterprises
IEP
$5.26B
$1.57M ﹤0.01%
18,861
+5,573
+42% +$419K
P
2840
DELISTED
Pandora Media Inc
P
$1.57M ﹤0.01%
62,453
-41,508
-40% -$850K
NTES icon
2841
PUT
NetEase
NTES
$81.5B
$1.57M ﹤0.01%
108,000
+8,500
+9% +$116K
WIA
2842
Western Asset Inflation-Linked Income Fund
WIA
$185M
$1.57M ﹤0.01%
134,553
+2,943
+2% +$34.4K
AZO icon
2843
CALL
AutoZone
AZO
$50.9B
$1.56M ﹤0.01%
3,700
+1,800
+95% +$770K
NTAP icon
2844
CALL
NetApp
NTAP
$34.2B
$1.56M ﹤0.01%
36,700
-203,400
-85% -$8.46M
ELN
2845
CALL
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$1.56M ﹤0.01%
100,400
-100,600
-50% -$1.52M
YELP icon
2846
CALL
Yelp
YELP
$1.51B
$1.56M ﹤0.01%
23,600
+15,900
+206% +$814K
CSIQ icon
2847
Canadian Solar
CSIQ
$927M
$1.56M ﹤0.01%
91,860
-45,623
-33% -$610K
NPI
2848
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$1.56M ﹤0.01%
122,094
+9,074
+8% +$113K
SJR
2849
DELISTED
Shaw Communications Inc.
SJR
$1.56M ﹤0.01%
66,996
-16,072
-19% -$389K
VCI
2850
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
$1.55M ﹤0.01%
53,848
-11,546
-18% -$325K
112 113
114
115 116

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.