UBS’s Icahn Enterprises IEP Stock Holding History

UBS’s Portfolio IEP Stock Details IEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$7.77M	Buy	73,436 +4,315	+6%	+$458K	0.01%	1657
2014 Q2	$6.89M	Buy	69,121 +35,180	+104%	+$3.53M	0.01%	1666
2014 Q1	$3.49M	Buy	33,941 +14,937	+79%	+$1.65M	﹤0.01%	2211
2013 Q4	$2.08M	Buy	19,004 +143	+0.8%	+$15.5K	﹤0.01%	2763
2013 Q3	$1.57M	Buy	18,861 +5,573	+42%	+$419K	﹤0.01%	2852
2013 Q2	$967K	Buy	+13,288	New	+$978K	﹤0.01%	3384

Other funds holding IEP

Icahn Carl Sunny Isles Beach, Florida $8.55B AUM 29.29% 1-Year Est. Return

ACM

Americafirst Capital Management Roseville, California $74M AUM 30.2% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JAFL

Jay A. Fishman Ltd Troy, Michigan $1.26B AUM 31.39% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MRI

Mad River Investors Boston, Massachusetts $268M AUM 31.54% 1-Year Est. Return

TYCC

Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

UBS's IEP Position: Q3 2014 in Review

UBS increased its Icahn Enterprises (IEP) stake by 6.2% in Q3 2014, buying an estimated $458K and bringing the position to 73,436 shares worth $7.77M. The position accounts for 0.01% of the portfolio, ranked #1657.

UBS first reported a position in IEP in Q2 2013 and has held it in 6 quarters since. 91 funds tracked by Wall St. Rank hold IEP as of Q3 2014.

UBS held 73,436 shares of Icahn Enterprises worth $7.77M as of Q3 2014.
UBS bought 4,315 Icahn Enterprises shares in Q3 2014, an estimated $458K.
Icahn Enterprises made up 0.01% of UBS's portfolio in Q3 2014, its #1657 holding.
UBS first reported a position in Icahn Enterprises in Q2 2013 and has held it in 6 quarters since.
91 funds tracked by Wall St. Rank held Icahn Enterprises as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.